PRESIDENT OF THE REPUBLIC OF SOUTH AFRICA AND OTHERS v SOUTH AFRICAN RUGBY FOOTBALL UNION AND OTHERS 1999 (4) SA 147 (CC)
[zRPz]PRESIDENT OF THE REPUBLIC OF SOUTH AFRICA AND OTHERS v SOUTH AFRICAN RUGBY FOOTBALL UNION AND OTHERS 1999 (4) SA 147 (CC) A
1999 (4) SA p147
Citation
1999 (4) SA 147 (CC)
Case No
CCT 16/98
Court
Constitutional Court
Judge
Chaskalson P; Langa DP; Ackermann J; Kriegler J; Goldstone J; Madala J; Mokgoro J; O' Regan J; Sachs J; Yacoob J B
Heard
May 4, 1999; May 5, 1999; May 6, 1999; May 7, 1999
Judgment
June 4, 1999
Counsel
M C Maritz SC (with him M Helberg SC and J G
Cilliers) for the applicants in the application for recusal (respondents
in the appeal). W H Trengove SC (with him A E Bham and M Chaskalson)
for the respondents in the application for recusal (appellants in the
appeal).
Annotations
Link to Case Annotations
[zFNz]Flynote : Sleutelwoorde
Constitutional practice - Courts - Constitutional Court - Jurisdiction - Application for recusal of members of Court - Judge C
sitting in case where she or he disqualified - Judge acting in manner
inconsistent with s 34 of Constitution of the Republic of South Africa
Act 108 of 1996 - Such raising constitutional issue.
Recusal - On grounds of appearance of bias - Test for
- Test for recusal on grounds of perceived bias is whether there is
apprehension of bias - Test objective - Onus on applicant to establish D
apprehended bias - Test to be applied on assumption that reasonable
litigant will take into account presumption in favour of Judge's
impartiality.
Recusal - On grounds of appearance of bias - Grounds
for - Absolute neutrality on part of judicial officer hardly ever
achieved - Appropriate for Judges to bring own life experience to
adjudication process - Fact that Judges publicly articulated own
propensities or E politically active prior to
appointment to Bench not by itself ground for disqualification - Ground
for disqualification is reasonable apprehension that judicial officer
will not decide case impartially or without prejudice, rather than that
she or he will decide case adversely to one party - What is required of
Judges is F that they should decide cases that
come before them without fear or favour according to facts and law, and
not according to subjective personal views.
Recusal - On grounds of appearance of bias - Grounds
for - Judge not disqualified from adjudicating dispute in which party a
client prior to appointment to Bench - Judges disqualified only where in
former capacity as advocates they either advised or acquired personal
knowledge relevant to case before Court. G
[zHNz]Headnote : Kopnota
Prior to the hearing of an appeal by the Court the
fourth respondent launched an application for the recusal of five
members of the Court, including the President of the Court, on the basis
of a H 'reasonable apprehension' he had that
the members of the Court would be biased against him. Amongst the
grounds raised by the fourth respondent were that certain of the members
of the Court had been members of the political party of which the first
and second appellants were members and that the President of the Court
had had a longstanding relationship of advocate and client with the
first appellant. Before considering the application it was necessary for
I the Court to decide whether the matter was a constitutional matter or one connected with a decision on a constitutional matter.
Held,
that a Judge who sat in a case in which she or he was disqualified from
sitting because, seen objectively, there existed a reasonable
apprehension that such Judge might have been biased, acted in a manner
that was inconsistent with s 34 of the Constitution of the Republic of
South Africa J
1999 (4) SA p148
Act 108 of 1996 and in breach of the requirements of s 165(2) and the A
prescribed oath of office. The application for recusal raised a
constitutional matter within the meaning of s 167(3) and it was the duty
of the Court to give collective consideration to the question whether
the Judges concerned should recuse themselves. (Paragraph [30] at
169B-D.)
Held, further, that, as the ultimate Court of appeal in B
constitutional matters, the Constitutional Court was the only Court
which had the power to set aside one of its judgments or to correct an
error made by it. The Court clearly had a duty to act constitutionally.
If one or more of its members was disqualified from sitting in a
particular case, the Court was under a duty to say so, and to take such
steps as were necessary to ensure that the disqualified member did not
participate in the adjudication of the case. (Paragraph [31] at
169D/E-F.)
Held, further, that the test for recusal on the ground of C perceived bias was 'apprehension of bias' rather than 'suspicion of bias'. (Paragraphs [36] and [38] at 171D/E-E and 172B-C.)
Held,
further, that the test should be applied on the assumption that a
reasonable litigant would take into account that there is a presumption
in favour of Judges' impartiality. This must therefore be taken into
account in deciding whether a reasonable litigant would have a
reasonable apprehension that the judicial officer was or might be
biased. (Paragraph [41] at 173B-C.) D
Held,
further, that absolute neutrality on the part of a judicial officer
could hardly, if ever, be achieved. It was appropriate for Judges to
bring their own life experience to the adjudication process. In a
multicultural, multilingual and multiracial country such as South
Africa, it could not reasonably be E expected
that judicial officers should share all the views and even the
prejudices of those persons who appeared before them. In the case of a
Judge of the highest Court of the land, other considerations may be
taken into account. Justices in that Court were strong-minded people
and, on the general subject-matters which came before them, they did
have propensities; the course of decision could not be accounted for in
any other way. The fact that some aspect of F
these propensities may have been publicly articulated prior to
appointment to that Court could not be regarded as anything more than a
random circumstance that should not by itself form a basis for
disqualification. (Paragraphs [42], [43] and [44] at G 173C-C/D, 174C-C/D, 174G-175A/B.)
Held,
further, that the test for apprehended bias was objective and that the
onus of establishing it rested upon the applicant. (Paragraphs [45] and
[48] at 175B-B/C and 177A/B-B.)
Held,
further, that the question was whether a reasonable, objective and
informed person would, on the correct facts, reasonably apprehend that
the Judge had not or would not bring an impartial mind to bear on the
adjudication of the case, that was a mind open to persuasion by the
evidence and the submissions of counsel. The reasonableness of the
apprehension had to be assessed in H the light
of the oath of office taken by the Judges to administer justice without
fear or favour; and their ability to carry out that oath by reason of
their training and experience. It had to be assumed that they could
disabuse their minds of any irrelevant personal beliefs or
predispositions. They had to take into account I
the fact that they had a duty to sit in any case in which they were not
obliged to recuse themselves. At the same time, it could never be
forgotten that an impartial Judge was a fundamental prerequisite for a
fair trial and a judicial officer should not hesitate to recuse herself
or himself if there were reasonable grounds on the part of a litigant
for apprehending that the judicial officer, for whatever reasons, was
not or would not be impartial. (Paragraph [48] at 177B-E.)
Held, further, that an unfounded or unreasonable apprehension concerning a J
1999 (4) SA p149
judicial officer was not a justifiable basis for such an application. A
The apprehension of the reasonable person had to be assessed in the
light of the true facts as they emerged at the hearing of the
application. It followed that incorrect facts which were taken into
account by an applicant had to be ignored in applying the test.
(Paragraph [45] at 175F-G.)
Held,
further, that, although it was important that justice had to be seen to
be done, it was equally important that judicial officers discharged
their duty to sit and did not, by B acceding
too readily to suggestions of appearance of bias, encourage parties to
believe that by seeking the disqualification of a Judge, they would have
their case tried by someone thought to be more likely to decide the
case in their favour. The ground of disqualification was a reasonable
apprehension that the judicial officer would not decide the case
impartially or without prejudice, rather than that she or he would
decide the case adversely to one party. (Paragraph [46] at 176B-D.) C
Held,
further, that were the quorum of the Court to be broken by recusal it
would have been necessary for the President to appoint an Acting Judge
on the recommendation of the Minister of Justice, acting with the
concurrence of the President of the Constitutional Court and the Chief
Justice, if that were constitutionally permissible. If it were not,
there would be no D quorate Court to hear the
appeal. Assuming that the recusal of members of the Court would enable
Acting Judges to be appointed under s 175(1) of the Constitution, it
would obviously have been undesirable, particularly in a case such as
the present, for the President to have to appoint Acting Judges to make
up the quorum. An objection to 'political appointments' would have been
heightened were this procedure to have been followed. In the appointment
of Acting Judges there would be no role for the Judicial Service
Commission and E no need for consultation with the leaders of parties represented in the National Assembly. (Paragraph [47] at 176E/F-177A/B.)
Held,
further, that the fact that a Judge may have engaged in political
activity prior to appointment to the Bench was not uncommon in most, if
not all, democracies, including South Africa. Nor should it have
surprised anyone in this country. Upon F
appointment, Judges were frequently obliged to adjudicate disputes which
had political consequences. It had never been seriously suggested that
Judges did not have political preferences or views on law and society.
Indeed, a Judge who was so remote from the world that she or he had no
such views would hardly have been qualified to sit as a Judge. What was
required of Judges was that G they should
decide cases that came before them without fear or favour according to
the facts and the law, and not according to their subjective personal
views. This was what the Constitution required. (Paragraph [70] at
185F/G-186A/B.)
Held,
further, that all Judges were expected to put any party political
loyalties behind them on their appointment and it was generally accepted
that they did so. In South Africa, so soon after H
the transition to democracy, it would have been surprising if many
candidates for appointment to the Bench had not been active in or
publicly sympathetic towards the liberation struggle. It would have been
ironic and a matter for regret if they were not eligible for
appointment by reason of that kind of activity. It followed that a
reasonable apprehension of bias could not be based upon political
associations or activities of Judges prior to their appointment to I
the Bench unless the subject-matter of the litigation in question arose
from such associations or activities. In this case that was not alleged
by the fourth respondent. (Paragraphs [75] and [76] at 187F-188B.)
Held,
further, that a recusal application founded upon a relationship of
advocate and client prior to a Judge's appointment to the Bench in South
Africa was unheard of. There had been countless cases where Judges had
adjudicated J
1999 (4) SA p150
disputes in which a party had been a client prior to their A
appointment. This was not surprising having regard to the nature of the
relationship between advocate and client in the dual Bar system which
prohibited a client from having direct access to an advocate without the
intervention of an attorney. In the normal course the client did not
select the advocate but left it to the attorney to do so. Of course,
where Judges, in their former capacity B as
advocates, either had advised or acquired personal knowledge relevant to
a case before the Court, it would not have been proper for them to have
sat in such matter. Neither of these two circumstances was present in
the present case. (Paragraph [79] at 188E/F-H.)
Held, further, that, under the new constitutional order, C
judicial officers were now drawn from all sectors of the legal
profession, having regard to the constitutional requirement that the
Judiciary should reflect broadly the racial and gender composition of
South Africa. While litigants had the right to apply for the recusal of
judicial officers where there was a reasonable apprehension that they
would not decide a case impartially, this did not give them the right to
object to their cases being heard by particular judicial officers
simply because they believed that such persons would be less D
likely to decide the case in their favour, than would other judicial
officers drawn from a different segment of society. The nature of the
judicial function involved the performance of difficult and at times
unpleasant tasks. Judicial officers were nonetheless required to
administer justice to all persons alike without fear, favour or
prejudice, in accordance with the Constitution and the law. To this end
they had to resist all manner of pressure, regardless of E
from where it came. This was the constitutional duty common to all
judicial officers. If they deviated, the independence of the Judiciary
would be undermined, and in turn, the Constitution itself. (Paragraph
[104] at 193H-194B/C.)
Held,
further, that the other grounds raised by the fourth applicant were
either factually incorrect or devoid of merit. The application
accordingly dismissed. F
Annotations:
Reported cases
Beyers v Pretoria Balieraad1966 (2) SA 593 (A): referred to
BTR Industries South Africa (Pty) Ltd and Others v Metal and Allied Workers' Union and Another1992 (3) SA 673 (A): applied G
Committee for Justice and Liberty et al v National Energy Board (1976) 68 DLR (3d) 716: dictum at 735 applied
Commonwealth of Pennsylvania and Raymond Williams et al v Local Union 542, International Union of Operating Engineers, et al 388 F Supp 155 (1974): referred to H
Council of Review, South African Defence Force, and Others v Mönnig and Others1992 (3) SA 482 (A): referred to
Fedsure Life Assurance Ltd and Others v Greater Johannesburg Transitional Metropolitan Council and Others1999 (1) SA 374 (CC) (1998 (12) BCLR 1458): referred to
Re JRL: Ex parte CJL (1986) 161 CLR 342 (HCA): I dictum at 352 applied
Laird et al v Tatum et al 409 US 824 (1972): dicta at 835 and 836 applied
Livesey v The New South Wales Bar Association (1983) 151 CLR 288: applied
Moch v Nedtravel (Pty) Ltd t/a American Express Travel Service1996 (3) SA 1 (A): dictum at 13H followed J
1999 (4) SA p151
THE COURT
Premier, Mpumalanga, and Another v Executive Committee, A Association of State-Aided Schools, Eastern Transvaal1999 (2) SA 91 (CC) (1999 (2) BCLR 151): referred to
President of the Republic of South Africa and Others v South African Rugby Football Union and Others1999 (2) SA 14 (CC) (1999 (2) BCLR 175): referred to
Pretoria City Council v Walker 1998 (2) SA 363 (CC) (1998 (3) BCLR 257): referred to B
R v Bow Street Metropolitan Stipendiary Magistrate and Others, ex parte Pinochet Ugarte (No 2) [1999] 1 All ER 577 (HL) ([1999] 2 WLR 272): applied
R v Gough [1993] AC 646 ([1993] 2 All ER 724): referred to
R v Milne and Erleigh (6)1951 (1) SA 1 (A): dicta C at 6H and 12A followed
R v S (RD) (1997) 118 CCC (3d) 353: applied
R v T1953 (2) SA 479 (A): referred to
S v Bam1972 (4) SA 41 (E): dictum at 43H-44A followed
S v Collier 1995 (2) SACR 648 (C): followed
S v Radebe1973 (1) SA 796 (A): dictum at 813G-H followed
SARFU and Others v President of the Republic of the RSA D and Others 1998 (10) BCLR 1256 (T): referred to
Society of Advocates of South Africa (Witwatersrand Division) v Cigler1976 (4) SA 350 (T): referred to.
[zSTz]Statutes Considered
Statutes
The Constitution of the Republic of South Africa Act 108 of 1996, ss 34, 165(2), 167(3), 175(1): see Juta's Statutes of E South Africa 1998 vol 5 at 1-147, 1-169, 1-170.
[zCIz]Case Information
Application for the recusal of members of the Court
prior to the hearing of an appeal. The facts and the nature of the
application appear from the reasons for judgment. F
M C Maritz SC (with him M Helberg SC and J G Cilliers) for the applicants in the application for recusal (respondents in the appeal).
W H Trengove SC (with him A E Bham and M Chaskalson) for the respondents in the application for recusal (appellants in the appeal).
Cur adv vult. G
Postea (May 7).
[The matter was decided on 7 May 1999 and the following reasons for judgment handed down on 4 June 1999.]
[zJDz]Judgment
The Court :
[1] On 7 May 1999, the ten members of this Court1
unanimously dismissed an application brought by the fourth respondent,
Dr Louis Luyt, for the recusal of four members of the Court. The
following order was made:
'After considering the arguments addressed to us during the I
past three days we have come to a firm decision on the application for
recusal and on the order to be made. The preparation and delivery of J
1999 (4) SA p152
THE COURT
reasons for this decision would further delay the hearing of the A
appeal which has already been delayed by the time taken in dealing with
the application. We will accordingly give reasons for our decision
later. Our decision on the application, which is a unanimous decision of
all the Justices of this Court, is as follows:
1. The application for the recusal of the four members of this B
Court is a constitutional matter within the meaning of s 167 of the
Constitution of the Republic of South Africa Act 108 of 1996, and this
Court accordingly has jurisdiction to decide the application.
2. The applicant has failed to establish that, objectively C regarded, there are grounds for any of the four Judges to recuse themselves.
3. Each of the
four Judges concerned agrees with this conclusion in so far as it
applies to himself and declines to recuse himself.
4. The application for recusal is accordingly dismissed.
5. The wasted costs occasioned by the application for recusal are reserved.'
The reasons for the order appear from this judgment. D
The previous proceedings
[2] On 17 April 1998 De Villiers J, sitting in the Transvaal High E
Court, made an order reviewing and setting aside the decision of the
President of the Republic of South Africa (the President) to appoint a
commission of inquiry into certain financial and administrative aspects
of the South African Rugby Football Union (SARFU) and related matters.
He also set aside a proclamation which had been made by the President
under the Commissions Act.2 The reasons for the orders made by De F Villiers J were given on 7 August 1998.3 It is relevant to the recusal application that the learned Judge made credibility findings adverse to the President,4 the Minister of Sport and Recreation (the Minister) and the Director-General of Sport and Recreation (the DG).
[3] The proceedings in the High Court were launched by SARFU, G the Gauteng Lions Rugby Union, the Mpumalanga Rugby Union and the fourth respondent.5
The President was cited as the first respondent, the Minister as the
second respondent and the DG as the third respondent. We shall
henceforth refer to the applicants in the High Court as the respondents
and to the respondents in the High Court as the appellants. H
[4] The President and the other two appellants
initially lodged an application in the High Court for leave to appeal to
the Supreme Court I
1999 (4) SA p153
THE COURT
of Appeal. They did so after the order had been made but prior to the A
furnishing of reasons. However, before that application was heard, they
lodged a notice of appeal in this Court and simultaneously applied for
an order condoning the late filing thereof. SARFU and the other
applicants opposed the application for condonation, contending that any
appeal against the orders made by De Villiers J should be heard by the
Supreme Court of Appeal and not by this Court. The application for
condonation was granted in terms of B an order made by this Court on 2 December 1998. The reasons for that order appear from the judgment of Chaskalson P.6
[5] In terms of the order of 2 December 1998, the hearing of the C
appeal was to have begun on 23 March 1999. However, pursuant to a
request from the respondents' attorneys the hearing was postponed to 4
May 1999.
The recusal application D
[6] Shortly before the appeal was due to be heard, the
fourth respondent lodged an application for recusal in which he stated
that he had 'a reasonable apprehension' that every member of this Court
would be biased against him and that as a result he might not get a fair
trial. In addition to various averments which he made concerning all
the members of this Court and on which this apprehension was said E
to be based, the fourth respondent went on to make specific averments
pertaining to the President and Deputy President of the Court, and three
of its other members, Kriegler J, Sachs J and Yacoob J. The application
for recusal was addressed only to these five members of the Court
because, said the fourth respondent, 'after F
careful deliberation' he had decided not to include the other Judges in
his application, 'but to leave it to the conscience of such individual
members'. The details of the allegations made against all the members of
this Court will be referred to later. It is sufficient for the moment
to say that the fourth respondent apprehended improper motives on the
part of all the members of this Court. If that G
apprehension were reasonable, all its members would have been under a
duty to recuse themselves, despite the fact that no formal application
for such relief was made.
[7] This was an unprecedented application for recusal, H
implicating each of the Judges of this Court, questioning their
impartiality, and impugning the integrity of the Court as an
institution. On the fourth respondent's own showing, the circumstances
on which his suspicion that the Court was biased against him had existed
and been known to him for more than three months before the application
was launched. As will appear from what I is
said later, the averments made against the five Judges whose recusal was
specifically sought, were based on information which in almost all
material respects was either known to the fourth respondent, J
1999 (4) SA p154
THE COURT
or was a matter of public record and must have been known to him or A his legal advisers for some time prior to the launching of the application.
[8] The recusal application was lodged with the
Registrar on the afternoon of Thursday 29 April 1999. The first day of
the Court's term was Monday 3 May 1999. The appeal was due to commence
on Tuesday B 4 May 1999 and nine Court days
had been reserved for the hearing. The appeal record consisted of more
than 6 500 pages, and close to a thousand pages of written argument had
been lodged with the Court. All the Judges had been engaged in preparing
for the appeal during the Court recess. The same no doubt applied to
the three counsel and the attorneys representing the appellants. C
[9] This Court sits en banc and all of its available members are expected to sit in every case. Its quorum is eight of its members.7
If the five Judges were to have recused themselves the quorum would
have been broken and the appeal would not have been able to proceed. The
appellants had an D appeal to this Court as of right. Having elected to exercise that right, no other Court had jurisdiction to hear the appeal.8 It is against this background that the application for recusal had to be decided.
[10] At the very outset we wish to acknowledge that a litigant E
and her or his counsel who find it necessary to apply for the recusal
of a judicial officer has an unenviable task and the propriety of their
motives should not lightly be questioned.9
Where the grounds are reasonable it is counsel's duty to advance the
grounds without fear. On the part of the Judge whose recusal is sought
there should be a full appreciation of the admonition that she or he
should 'not be unduly sensitive and ought not to regard an application
for his [or her] recusal as a personal affront'.10 F
The correspondence which anticipated the recusal applications
[11] On 13 April 1999 the fourth respondent's
attorney, Dr David Botha (Botha), addressed a letter to the President of
this Court, Chaskalson P. Having regard to the importance of this
letter it is as well to set out its terms in full. G
'We refer to the hearing in the appeal of this matter, which has been set down for 4 May 1999.
We address this letter to you on the
instructions of Dr Luyt, being the fourth respondent in the aforesaid
matter.
Our client has consulted us as a result of a strong perception H which he entertains that he might not receive a fair hearing in the above matter, a view which appears to be shared publicly.
The matter has always been
political, but since the order that the President appear personally to
be examined and cross-examined and since the Court a quo has made the adverse credibility findings relating to the President, the matter has increasingly become a political issue. I
1999 (4) SA p155
THE COURT
The two main opposing litigants are the respective leaders of A opposing political parties.
The position is further complicated
by the fact that the President and individual members of this honourable
Court have all been appointed by President Mandela himself.
Under the circumstances our client
is concerned that he might not get a fair hearing and in particular is
concerned that some of the members of the Court might not be able
objectively and B impartially to adjudicate on the credibility of the President and relevant issues.
The client's perception and fear in
this regard arise not only from the aforegoing and other obvious
considerations such as the tremendous standing that our President has,
both nationally and internationally, but also from certain information
that he has received and from allegations that have been made to him
relating to C the past involvement of some or
more of the members of this Court with the President or his family,
relating to the political affiliation and involvement of one or more of
the members of this Court, relating to the personal relationships and
social contact between the President and some of the members of the
Court, and relating to animosity between a member of the Court and the
client's attorney of record. D
Our client does not know whether the
information and allegations referred to above are correct or not, and
our client and ourselves are very conscious of the fact that information
received, allegations made and rumours are often not true and often
over-stated or distorted. Nevertheless, it is clearly in the interests
of justice and in the interests of the country as a whole that these
concerns be addressed. E
Under the circumstances we are ethically and duty-bound to write this letter on behalf of our client.
Much of the aforegoing falls within
the peculiar knowledge of each of the members of this Court. It has
therefore become important and, in fact, imperative that the correct
facts be ascertained so that either our client's fears can be allayed or
that we can advise him on his further rights and on whatever further
steps he may want to take. F
Unfortunately, it is simply not
practical to raise these concerns in Chambers with every member of the
Court, as would normally be done with a single Judge and under the
circumstances it is with great hesitation and with due respect that this
letter is written as the only practical way of addressing the problem.
In an attempt, however, to avoid publication and to avoid G
impairing the dignity of the Court, we have taken the liberty of
addressing this letter to the President of this honourable Court
personally.
Under the circumstances our client
respectfully requires clarity on and information about the aspects
formulated below, from each of the members of this honourable Court.
It is unfortunately unavoidable that the undermentioned aspects H
are formulated in the form of questions. We therefore respectfully
request that the undermentioned aspects be addressed by each of the
members of this Court.
1. Whether the
member has had any active and public affiliation or involvement with any
political party in the past.
2. Whether the
member actively assisted President Mandela or the ANC during the period
of negotiations leading up to the acceptance of the interim
Constitution. I
3. Whether there
is any family or personal relationship between the member and President
Mandela or any of the other appellants.
4. Whether there
is or has been any social contact between the member and President
Mandela or any of the other appellants and, if so, the nature and
incidence thereof. J
1999 (4) SA p156
THE COURT
5. Whether the member has in the past acted as legal A representative of or furnished legal advice to the President, his family or any of the other appellants.
6. Whether there is any animosity between the member and our client's attorney of record.
7. Whether the member has since the commencement of the present B litigation publicly or privately expressed criticism of the Judge a quo relating to the handling of the matter or relating to any alleged bias on his part.
A copy of this letter will be handed to the State Attorney.'
[12] Chaskalson P responded in a letter of 15 April 1999 in which he said, inter alia: C
'I have received your letter of 13
April. I will refrain from making any comment concerning the apparent
purpose of the letter, or the innuendos implicit in what it says.
If the case has political overtones that is of no concern to D
the Court. Its duty is to decide the case in accordance with the law
and the evidence and that is what it will do. The suggestion that your
client has reason to believe that because he and Mr Mandela are leaders
of political parties, and because the Judges of this Court have been
appointed by Mr Mandela, he might not get a fair hearing, and that under
those circumstances members of this [C]ourt might not be able
objectively and impartially to adjudicate on the credibility of the
President, is improper and without substance.
The Constitutional Court is the highest Court in the land. Its E
members were appointed in accordance with the provisions of the
Constitution and the procedures prescribed by it. They are obliged to
discharge their duties without fear, favour or prejudice - a duty which,
since their appointment, they have performed. There is no basis for the
slander of the Court contained in your letter.
If a Judge considers that because of a personal relationship F
with a litigant, or for any other reason, he or she is unable to
adjudicate on a matter impartially, such Judge is under a duty to recuse
himself or herself. The Judges of this Court are well aware of this
duty.
If a litigant has grounds for
applying for the recusal of a Judge the litigant is entitled to make an
application for recusal in the ordinary way. If the litigant is
uncertain of particular facts G which, if
true, would found a legitimate application for recusal, the litigant may
ask the Judge for clarification of the facts. I do not consider,
however, that any Judge, let alone the entire Constitutional Court,
should ever be asked to respond to interrogatories or to answer
questions such as those demanded in your letter.
Justice Kriegler is the only member of the Court, other than H
myself, who is in Chambers today. I have shown a copy of your letter to
him. I shall do the same to the other members of the Court when I see
them, which may not be before the end of the month. I shall tell each of
them that it is my considered opinion that they should not reply to
your letter, and that they should be willing only to clarify facts which
may be put to them, which may be relevant to the concern expressed by
your client, and about which your client is uncertain. I will request
them to respect my opinion and to act in accordance with it. Lest it be
thought that this is because I wish to conceal any information
concerning myself, I would be glad if you would bring the following to
the attention of Dr Luyt.' I
Chaskalson P went on in the letter to set out certain
facts relating to his past political associations and his relationship
with the President. We shall refer later to those matters when we come
to consider the specific allegations made against Chaskalson P. J
1999 (4) SA p157
THE COURT
[13] Botha addressed a further letter to Chaskalson P on 16 A April 1999. He stated:
'We acknowledge receipt of your
letter dated 15 April 1999, the contents of which we have conveyed to
our client.
Our client is extremely concerned
about the accusation of an ulterior purpose contained in para 1 of your
letter and respectfully requires amplification of exactly what the
"apparent purpose'' is alleged to be. B
Our client is further extremely
concerned about the finding and accusation that our letter of 13 April
1999 constitutes a slander of the Court and about the accusation that
the said letter contains innuendos. Our client respectfully requires to
be informed of why the letter is regarded as a slander of the Court and
clarification of the innuendos referred to. C
Both our client and ourselves are
further extremely concerned about the finding and accusation of
impropriety on the part of either ourselves or our client or both, in
the second paragraph of your letter, and respectfully require
clarification hereof.
We further respectfully require your
directions as to whether we should address separate letters to the
individual members of the Court, in the circumstances where you have now
indicated that your advice to your colleagues will be not to respond to
our letter. D
Could you also respectfully clarify the position raised under numbered para 7 of our letter of 13 April 1999.
Could you lastly respectfully provide the date of the wedding referred to?
A copy of this letter will also be delivered to the State Attorney.'
Chaskalson P responded through his secretary to the effect that E
he did not intend to engage in further correspondence on the matter. On
21 April 1999 Botha addressed further letters to the nine other members
of this Court, in which he requested them to answer certain of the
seven interrogatories referred to in his letter to Chaskalson P of 13
April 1999. Further specific questions were addressed to some of the
Judges. F
[14] On 28 April 1999, the Director of this Court addressed a letter to Botha in which he stated the following:
'Your letters of 21 April addressed
to the Justices of the Constitutional Court have been forwarded to them.
The President of the Court has asked me to inform you that: G
(a) the
Justices have told him that they do not consider it appropriate to
respond to the interrogatories put as questions 1-7 of the letter of 13
April;
(b) the
other matters raised in your letters of 21 April specifically with
Justices Langa, O'Regan, Sachs and Yacoob are matters of public record.
Justice Yacoob was a member of the H Technical
Committee of the Constitutional Assembly, and not of the ANC. Although
the Justices concerned do not necessarily agree with the way in which
their previous relationship with the ANC and individuals mentioned in
your letter have been described, they confirm it to be correct in all
material respects;
(c) save as set out herein, the Justices do not intend to respond to your letter of 21 April.' I
The allegations
[15] The allegations and complaints made by the fourth
respondent may conveniently be divided into the following seven
categories:
15.1 the allegations made collectively with regard to all ten members of the Court; J
1999 (4) SA p158
THE COURT
15.2 the allegations made collectively with regard to four of A the five Judges whose recusal was sought, namely Chaskalson P, Langa DP, Sachs J and Yacoob J;
15.3 the specific allegations made with regard to Chaskalson P;
15.4 the specific allegations made with regard to Langa DP;
15.5 the specific allegations made with regard to Sachs J; B
15.6 the specific allegations made with regard to Yacoob J; and
15.7 the specific allegations made with regard to Kriegler J.
We set out below the detail of those allegations.
Allegations and complaints made with regard to all the members of the Court C
[16] The allegations and complaints by the fourth respondent against all the members of the Court were:
16.1 After the President and the other appellants initially D
decided to appeal to the Supreme Court of Appeal they changed their
minds and sought to appeal to this Court. 'This created the impression
that the President had decided that it would be best for him to take the
matter to the Court appointed by him'.
16.2 The decision by
this Court to hear the appeal which is predominantly factual 'created
the impression that the President's wishes were being accommodated'. E
16.3 The President
wishes his name to be cleared prior to the forthcoming elections and
that '(t)he
order by this honourable Court that the appeal be heard on an expedited
basis created the impression that this was done to accommodate the
wishes of the President'. F
16.4 The impression
created was that this Court would not have acted as it did 'if there was
a chance of an adverse finding against the President'.
16.5 The Court ordered that the respondents' heads of argument G
were to be filed on a date when 'to the knowledge of the Court, two of
respondents' counsel were involved in the protracted and still running Boesak
trial, and which would make it virtually impossible for them to
properly attend to the matter'. The impression created was that the
respondents' position and rights were being ignored and those of the
President being accommodated. H
16.6 The respondents
opposed the appellants' condonation application on 'good grounds' yet
were ordered to pay their own costs of the application. The impression
created was that 'the ordinary principles were discarded in favour of
the President'.
16.7 In these circumstances the respondents were forced to apply I
for a postponement of the appeal and, although that succeeded, Botha
was ordered to show cause why the wasted costs should not be paid by him
de bonis propriis.
'This created the impression that there was some animosity against
respondents' attorney of record and that ulterior considerations might
be operative'. J
1999 (4) SA p159
THE COURT
16.8 'All of the considerations aforesaid created the impression A of partiality on the part of this Court in favour of the President'.
16.9 This matter is
unique because it is the first time in the history of South Africa that
an incumbent President has been ordered to testify and be
cross-examined.
16.10 The opposing litigants included the respective leaders of opposing political parties. B
16.11 The adverse
credibility findings against the President, the Minister and the DG, and
their relevance to the outcome of the appeal.
16.12 The iconic
status of the President both in South Africa and internationally and his
personification of the liberation struggle. C
16.13 The difficulty
any court would have in making any adverse credibility finding against
the President.
16.14 The wide
vilification of De Villiers J which achieved media prominence in the
wake of his findings against the President and that the sources thereof
included senior members of the African National Congress (ANC) and
officials in the office of the President. D
The fourth respondent points in this context to the submission made by
the President's counsel in their heads of argument on the merits of the
appeal that the order was made 'at the instance of a litigant who
symbolised the old order, by a Judge of the old order who was reputed to
have been one of its most ardent supporters'. E
16.15 That no steps
were taken by the Government or the President to repudiate the
vilification of De Villiers J.
16.16 An adverse
credibility finding by this Court against the President would incur the
wrath of the President. In this regard they point to the following
evidence given by the President in the High Court: F
'Let me say, Judge, I never imagined that Dr Luyt would be so insensitive, so disrespectful, so ungrateful
as to say of the President of this country that when I gave my
affidavit and signed it under oath, I was telling lies. I was not being
honest because that is what he says. I never imagined that he would do a
thing like that.' G
(Original emphasis.)
16.17 Each of the
members of this Court was appointed by the President 'personally under
circumstances where he himself exercised H a
discretion to elevate the member concerned to the highest Court in the
land'; and that 'it is difficult to conceive that the honour bestowed
on' the members of the Court would be answered by an adverse credibility
finding 'on the bestower of such honour'.
Additional allegations made collectively with regard to I Chaskalson P, Langa DP, Sachs J and Yacoob J
[17] The additional allegations made by the fourth
respondent collectively with regard to Chaskalson P, Langa DP, Sachs J
and Yacoob J are the following: J
1999 (4) SA p160
THE COURT
17.1 Four Judges have 'had extremely close ties with the ANC', A and a finding against the appellants would be adverse to the interests of the ANC and the President.
17.2 An adverse
credibility finding against the President would have serious political
implications for the government, and the ANC as a political party,
especially as the appeal was being heard on the eve of the national
elections. B
Specific allegations made with regard to Chaskalson P
[18] The specific allegations and complaints made with regard to Chaskalson P are the following:
18.1 The manner in which Chaskalson P responded to the letter C from Botha of 13 April 1999 and, in particular, the accusations that the letter had been written with an 'ulterior purpose',11
constituted a slander of the Court, contained innuendos and was
improper and without substance has created 'a clear impression and
perception of a bias against me'.
18.2 The reluctance of Chaskalson P to circulate the letter of D
13 April to the other members of the Court and the advice he would give
them not to respond thereto, was contrary to 'the normal practice' and
gave rise to a concern of bias on the part of Chaskalson P.
18.3 Chaskalson P represented the President during the Rivonia E trial in 1963/4.
18.4 Chaskalson P
represented 'President Mandela's then wife' on various occasions during
the 1960s and 1970s.
18.4 There is a longstanding relationship of advocate and client.
18.5 At a function given by the Legal Resources Centre in honour F
of Chaskalson P on the occasion of his retirement as its national
director, the President made an impromptu speech in honour of Chaskalson
P.
18.6 Chaskalson P attended a private dinner at the home of the President.
18.7 The President was a guest of honour at the wedding of the G younger son of Chaskalson P towards the end of 1998.
18.8 Chaskalson P's elder son has been added to the President's legal team in this appeal.
18.9 'The facts therefore point to a longstanding relationship H
between the Chaskalson and Mandela families and a close personal
relationship between Justice Chaskalson and President Mandela'.
18.10 'It is further
clear that there is the highest mutual respect between Justice
Chaskalson and the President'.
18.11 Chaskalson P has always had close ties with the ANC 'or I
related organisations'. At a mass political rally in Soweto after the
President's release from prison at which the President spoke J
1999 (4) SA p161
THE COURT
to a crowd of approximately 100 000 people, Chaskalson P apparently A sat on the stage next to the President.12
18.12 Chaskalson P
acted as an adviser to the ANC during the constitutional negotiations on
the interim Constitution.
18.13 The failure by
Chaskalson P to have disclosed these facts of his own volition 'gives
rise to a clear perception and concern on my part that the matter might
not be dealt with in the ordinary way, B strictly according to ordinary legal principles and the evidence'.
18.14 The President
personally and acting in the exercise of an unfettered discretion
appointed Chaskalson P as President of this Court.
18.15 'He [Chaskalson P] further, during the course of the C hearing in November 1998, of the application for condonation, from the Bench criticised the Judge a quo
by saying that the said Judge had obviously not read the Constitution.
When it was pointed out to him that he was mistaken, he reacted by
saying that he had not yet read the full judgment, but only the abridged
version thereof'. D
18.16 The refusal by
Chaskalson P to provide the date of his son's wedding 'created the
impression that he was not prepared to voluntarily provide all facts
that might be relevant to found a legitimate application for a recusal,
and that the ties between himself and President Mandela might be much
closer than portrayed'. E
18.17 The apparent
adoption by the fourth respondent of the views contained in a passage at
139 from a book entitled One Miracle is Not Enough
written by Mr R van Schalkwyk, a former High Court Judge. The passage,
in which there is a reference to Chaskalson P, reads as follows: F
'He is
undoubtedly a fine jurist and he may have the ability to put aside his
political inclinations when called upon to decide social issues, but the
perception remains that the Constitutional Court under the leadership
of its President is an ANC or ANC-sympathetic institution.' G
With reference to the views of Mr Van Schalkwyk the fourth respondent states that:
'As appears from
the aforesaid, my apprehension that the President's sympathy with the
ANC constitutes a reasonable ground for bias, is not groundless or frivilis (sic) causa. Justice Chaskalson's independence is indeed questioned H by none other than a former Judge
Specific allegations and complaints made with regard to Langa DP
[19] The specific allegations and complaints made with regard to Langa DP are the following:
19.1 He was an active member of the ANC. B
19.2 He was a founder member of the Release Mandela Committee in Natal.
19.3 He served as an ANC representative in the Convention for a Democratic South Africa.14
19.4 He served as an adviser on the talks that led to the Groote C Schuur and Pretoria Minutes.15
19.5 He 'served as a
member of the regional and national reception committees which prepared
for the liberation movement's leaders release from prison and return
from exile'.
19.6 'I have also reason to infer that Justice Langa, like some D of the other members of this honourable Court, had attended private dinners with President Mandela at his house'.
19.7 The failure by
Langa DP of his own volition or in response to the letter addressed to
him to have disclosed any of the 'aforegoing facts'.
Specific allegations and complaints made with regard to Sachs J E
[20] The specific allegations and complaints made against Sachs J are the following:
20.1 He held a position of leadership in the ANC.
20.2 He was a member of the national executive committee of the F ANC.
20.3 He was a member of the constitutional committee of the ANC.
20.4 He 'was a close friend and confidant of the late ANC President, Oliver Thambo (sic)'.
20.5 He 'helped Thambo (sic) in the drafting of the G ANC's code of conduct'.
20.6 'Whilst in exile
and actively involved in the struggle, he received severe personal
injuries at the hands of the previous order'.
20.7 'According to
information received by me, Justice Sachs and his wife also on more than
one occasion attended a private dinner at President Mandela's house'.
20.8 Sachs J had extremely close ties with the ANC and was H actively involved in a position of leadership in the ANC.
1999 (4) SA p163
THE COURT
20.9 There is a close personal relationship between Sachs J and A President Mandela.
20.10 The failure by
Sachs J of his own volition or in response to the letter addressed to
him to have disclosed any of the 'aforegoing facts'.
20.11 The participation by Sachs J as one of four members of an B
internal ANC commission of inquiry which sat in 1989 in order to
investigate the death of Thami Zulu, one of its officials who had been
detained in one of its camps during 1988. The commission's report to the
ANC expressed a divided opinion on whether the length of detention was
excessive. Sachs J was questioned on the report when he appeared before
the Judicial Service Commission in October 1994 as a candidate for
appointment as a Justice of this Court. Sachs J C
stated that he was unable to persuade his colleagues on the commission
that the period of detention had in fact been excessive. Sachs J
explained his decision not to submit a minority report on the basis that
a consensual report, reflecting divided views, would more likely
persuade the ANC to adopt a code of conduct. Some members of the
Judicial Service Commission, according to newspaper reports attached to
the supplementary affidavit, were critical of this conduct of Sachs J.
The fourth respondent submits with regard to this D matter that:
'Justice Sachs was prepared to go along with the E
majority of the commission, thereby down playing the evidence and
extent of human rights violations insofar as it concerned the death of
Zulu.
He was prepared
to refrain from filing a minority report in accordance with his
viewpoints at the time in favour of political objects. His failure to
file such a report was done either F by way of
protection or in furtherance of the cause of the ANC. The objective
impression created thereby is that political considerations held sway
over the evidence, the actual position and his duty as a member of the
commission.'
The fourth
respondent went on to state that this conduct of Sachs J strengthened
his concern of bias by him and was G
'extremely relevant to . . . his ability to adjudicate on this matter'.
He concluded that the failure by Sachs J to have disclosed those facts
'further strengthens the reasonable suspicion on my part that he will be
biased'.16
Specific allegations and complaints made with regard to Yacoob J H
[21] The specific allegations and complaints made with regard to Yacoob J are the following:
21.1 He was a member of the ANC.
21.2 He played a key role in assisting the ANC in the transition to democracy. I
21.3 He was a member
of the ANC's technical committee on fundamental rights during the
negotiations leading up to the J
1999 (4) SA p164
THE COURT
acceptance of the interim Constitution (the Constitution of the A Republic of South Africa Act 200 of 1993).
21.4 He was involved for the defence in numerous political trials.
21.5 He has had close ties with the ANC and was actively involved in the ANC.
21.6 The failure by Yacoob J of his own volition or in response B to the letter addressed to him to have disclosed any of the 'aforegoing facts'.
Specific allegations made with regard to Kriegler J
[22] The main allegations made against Kriegler J concerned an C alleged animosity between him and the fourth respondent's attorney. The specific allegations are the following:
22.1 There has been
'a serious fall out between Justice Kriegler and the said Botha and
strong animosity is displayed by Justice Kriegler towards my said
attorney'.
22.2 'I am concerned that this animosity might lead to a D
subconscious bias against me, especially in the circumstances where the
said Botha and I have remained close friends. The position is further
complicated in that, although Justice Kriegler and I for many years had a
fairly close relationship in the course of which he on numerous
occasions attended rugby matches at Ellis Park as my E
guest, this for the past 18 months or so has no longer been the case.
Attempts by me to speak to him personally, in his then capacity as
chairman of the IEC,17 were unsuccessful and created the impression in my mind that he was not prepared to speak to me'.
22.3 'The circumstances set out above have given rise to the F
impression in my mind that Justice Kriegler has permitted his animosity
towards my attorney of record to negatively impact on our own
relationship and I am in the circumstances concerned that this might
lead to a subconscious bias against me in the forthcoming appeal'.
22.4 'During the hearing of the application for condonation G
Justice Kriegler reacted to a submission by respondent's counsel that
the appeal did not involve any important constitutional issue by saying:
"How can it not involve an important constitutional issue? You say the
President of the country perjured himself!'' My strong H
perception was that the remark aforesaid was made with extreme sarcasm
which created the concern in my mind that the proposition of "perjury by
the President'' was regarded by Justice Kriegler as a preposterous
one'.
22.5 After the resignation of Kriegler J as chairperson of the I
IEC, the fourth respondent alleges that, in his capacity as leader of
the Federal Alliance, on a number of occasions he publicly stated that
Kriegler J still owes the country the real explanation of what J
1999 (4) SA p165
THE COURT
actually led to his resignation. This was reported in the media. He A
alleges further that he is concerned that his public criticism of
Kriegler J might result in the Judge's bias against the fourth
respondent.
22.6 The letter of 15
April 1999 from Chaskalson P to Botha created the impression that it
carried the approval of Kriegler J and B that
created the impression in the mind of the fourth respondent that
Kriegler J supported 'the accusations and/or findings of an ulterior
purpose, of a slander and innuendos, and of impropriety', contained in
Botha's letter of 13 April 1999.
22.7 According to
information received by the fourth respondent, Kriegler J and his former
wife on more than one occasion attended a C
private dinner at the President's house. On the assumption that this is
correct, there is a close personal relationship between the President
and Kriegler J.
22.8 'Justice
Kriegler also recently (as reported in the newspapers) publicly
expressed the very high regard and esteem in which he holds the
President'. D
22.9 The mere fact
that the foregoing facts were not disclosed by Kriegler J, either of his
own volition or pursuant to the letter addressed to him by Botha, in
itself gives rise to the reasonable concern on the part of the fourth
respondent that he might be biased. E
The Justices' statement of facts
[23] Before the matter was called on 4 May 1999,
Chaskalson P handed to counsel for both sides a statement in which the
members of the Court, against whom specific allegations were made,
commented on those allegations. That statement was read by Chaskalson P
in open Court when the matter was called. It reads as follows: F
'The fourth respondent's application
for the recusal of five Judges of this Court was lodged with the Court
on Thursday 29 April 1999. The founding affidavit contains averments
concerning some of the Judges which had not been put to them. This
statement corrects some factual inaccuracies in paras 9-13 of the
affidavit relating to G the averments concerning the five Judges. It also supplies some supplementary information.
1. It is a matter of public record
that Justices Langa, Mokgoro, O'Regan, Sachs and Yacoob were, prior to
their appointment to the Court, members of the African National Congress
(ANC). All these Judges severed their ties with the ANC before or
immediately upon their appointment to the Court. No other member of this
Court H has ever been a member of the ANC. No member of this Court is a member of any political party.
2. The application relating to Justice Chaskalson (para 9 of affidavit)
2.1 The relationship of advocate and client
At no stage during his professional career at the Bar, which I
lasted from 1956 to 1994 was Justice Chaskalson briefed by President
Mandela or his firm. The last occasion on which he appeared as an
advocate for President Mandela or his wife was over 25 years ago. The
occasions referred to by Justice Chaskalson in his letter of 15 April on
which he represented either President Mandela or Mrs Mandela were the
following. He was briefed as a junior advocate in the defence team which
represented the President and seven other persons at the "Rivonia J
1999 (4) SA p166
THE COURT
Trial'' in 1963/4. In about 1969 or 1970 he was briefed as one of a A
team of counsel to represent 19 accused persons, one of whom was Mrs
Mandela. During the course of the trial the prosecution was stopped.
Later the prosecution was reinstated. Justice Chaskalson did not form
part of the defence team in the second trial which was the subject
matter of the reported decision in S v Ndou1971 (1) SA 668 (A). In 1972 he was briefed as senior counsel on appeal to B
argue against the conviction of Mrs Mandela on a charge of contravening
the terms of a "banning order''. The decision is reported as S v Mandela1972 (3) SA 231 (A).
In 1974 he was again briefed as senior counsel to argue an appeal
against a conviction of Mrs Mandela relating to another alleged breach
of her "banning order''. That case is reported as S v Mandela1974 (4) SA 878 (A). In neither case did he appear for Mrs Mandela at the trial.
2.2 The wedding C
The date of the wedding referred to
in para 9.6 was 23 November 1997. The President was not "a guest of
honour''. He was one of more than 300 persons invited to the wedding. He
attended the religious ceremony but not the reception which followed
the ceremony.
2.3 The personal and family relationship D
The relationship between Justice
Chaskalson and President Mandela was correctly described in Justice
Chaskalson's letter of 15 April as follows:
"I have had
contact with the President on State occasions and have attended State
dinners and functions in his honour or at which E
he has been present. My contact with him on such occasions has been
largely formal and polite. Mr Mandela attended a function given in my
honour by the Legal Resources Centre, when I retired as national
director of the Centre. Although he was not a scheduled speaker, he
asked to say a few words and spoke, before leaving the gathering. That
was about five years ago and was before he had become President.
Although my relationship with Mr Mandela is cordial, we have F
never been social friends, and do not visit each other. Mr Mandela has
been in my house on one occasion only, when, at my younger son's
request, I invited him to my son's wedding. He attended the religious
ceremony held in the garden of my house, but left before the reception. I
have had dinner on one occasion at Mr Mandela's house - when he invited
to dinner a mutual friend from London whom he had not seen since his
release from prison. That was approximately five years ago. I cannot
recollect whether that was before or after his appointment as
President.'' G
2.4 Ties with the ANC
Some nine years ago, before he was
appointed to the Bench, Justice Chaskalson attended a gathering at the
FNB stadium to mark the release of the President from prison. The
President and those of H his co-accused in the
Rivonia trial who were in Johannesburg were seated on the stage with
members of their families. After the Rivonia accused had been seated on
the stage Justice Chaskalson was one of the people invited to join them
on the stage and did so. He was later introduced to the crowd as one of
the advocates who had defended the Rivonia accused. Apart from having
acted as counsel for members of the ANC and other organisations
(including the PAC, the I SACP, the Liberal
party and others) on various occasions at criminal trials, and having
acted as constitutional adviser to the ANC during the negotiations
referred to in his letter of 15 April, there are and have been no ties
between Justice Chaskalson and the ANC or "related organisations''.
3. The application concerning Justice Langa (para 11 of the affidavit)
Justice Langa has never attended a private dinner at the home of the President. J
1999 (4) SA p167
THE COURT
4. The application concerning Justice Kriegler (para 10 of the affidavit) A
4.1 Justice Kriegler bears
respondent's attorney no animosity. They and their wives were friends
but the association came to an end with Justice Kriegler's divorce in
1996. Publication of the letter referred to by Dr Botha would be
embarrassing to third parties, but Justice Kriegler would not object if
this is necessary in the interests of justice.
4.2 Once the current litigation rendered continued public B
association with three of the respondents potentially contentious,
Justice Kriegler suspended visits to the presidential suite at Ellis
Park.
4.3 Justice Kriegler made it a
general rule to attend to no electoral business at the Court and no
judicial business at the IEC offices. Nevertheless he did deal at the
Court and at his home with some telephone enquiries from Dr Luyt
concerning electoral matters. C
4.4 Justice Kriegler was unaware of
any comment by Dr Luyt on his resignation from the IEC. Comments of the
kind did not offend him: More serious criticism was, in any event, made
by others, including senior members of the African National Congress.
4.5 Justice Kriegler has never attended a private dinner at the D President's house.
4.6 Justice Kriegler has publicly
expressed his appreciation and respect for the President. This was in
the context of his resignation from the IEC and related to the
President's support for the IEC and his attitude towards the
resignation.
5. Application concerning Justice Sachs (para 12 of the E affidavit)
Justice Sachs has never dined in
private at the home of the President. Justice Sachs has been divorced
for 20 years.'
We shall refer to this statement as 'the Justices' statement'.18
[24] Counsel for the fourth respondent informed the Court that: F
'Of course those facts have been
stated now by the President and the individual members of this Court and
of course for the purposes of argument we will accept the facts as
stated, unhesitatingly.'
Because the fourth respondent accepted the facts set out in the G
Justices' statement, many of the allegations relied upon by the fourth
respondent to ground the recusal application, set out in paras [16]-[22]
above, fell away. In the remainder of this judgment, we will deal
mainly with those allegations which remain.
Withdrawal of the application against Kriegler J H
[25] During the course of the argument, the
application against Kriegler J was withdrawn by the fourth respondent.
It is not necessary therefore to consider these allegations and
complaints, save to state that, as demonstrated by the withdrawal, they
lacked substance. I
1999 (4) SA p168
THE COURT
The law relevant to this application A
[26] The Court debated with counsel the appropriate
procedure to be followed in a case in which there were applications for
the recusal of half of the members of the Court as well as further
allegations and complaints made against all ten of its members. Counsel
were agreed that the applications should be heard simultaneously by the
whole Court. That was the procedure we followed. B
[27] Counsel were also asked to deal with the question
whether an application for recusal was a 'constitutional matter' within
the meaning of s 167(3) of the Constitution,19 and C
if so, what procedure should be followed in hearing the application.
Counsel for the fourth respondent contended that the doctrine of recusal
is part of the common law and that each of the five Judges whose
recusal was sought was required to deal with the application insofar as
it applied to him personally. Although the Judges would be entitled to
consult their colleagues on the issues raised in argument, the decision
on the applications against each of the Judges should in each instance
be theirs alone. D
[28] In Council of Review, South African Defence Force, and Others v Mönnig and Others Corbett CJ said:20
'The recusal right is derived from one of a number of rules of E natural justice designed to ensure that a person accused before a court of law should have a fair trial.'
The right to a fair trial has now been entrenched in
our Constitution. Section 35(3) of the Constitution which deals with
criminal proceedings provides that 'every accused person has a right to a
fair trial'. Section 34 of the Constitution which applies to other
proceedings provides: F
'Everyone has the right to have any
dispute that can be resolved by the application of law decided in a fair
public hearing before a court or, where appropriate, another
independent and impartial tribunal or forum.'
These provisions must be read with s 8(1) of the Constitution G which provides that:
'The Bill of Rights applies to all
law, and binds the Legislature, the Executive, the Judiciary and all
organs of State.'
It follows that s 34, which is part of the Bill of
Rights, applies to the Judiciary. Moreover, the common law, which is
'law' within the meaning of s 8(1), is also subject to s 34 and in terms
of s 39(2) must be developed in accordance with its provisions.21 H
1999 (4) SA p169
THE COURT
[29] Section 165(2) of the Constitution requires courts to apply A
the law 'impartially and without fear, favour or prejudice' and the
oath of office prescribed by Schedule 2 of the Constitution requires
each Judge to swear that he or she 'will uphold and protect the
Constitution . . . and will administer justice to all persons alike
without fear, favour or prejudice, in accordance with the Constitution
and the law'.22 B
[30] A Judge who sits in a case in which she or he is
disqualified from sitting because, seen objectively, there exists a
reasonable apprehension that such Judge might be biased, acts in a
manner that is inconsistent with s 34 of the Constitution, and in breach
of the requirements of s 165(2) and the prescribed oath of office. We
have no doubt, therefore, that the application for recusal C
raised a 'constitutional matter' within the meaning of s 167(3), and
that it was the duty of this Court to give collective consideration to
the question whether the Judges concerned should recuse themselves.
[31] Judges have jurisdiction to determine applications for D
their own recusal. If a Judge of first instance refuses an application
for recusal and the decision is wrong, it can be corrected on appeal.23 But no provision exists in any law for an appeal against a decision of this Court.24
As the ultimate Court of appeal in constitutional matters, this is the
only Court which has the power to set aside one of its judgments or to
correct an error made by it.25 Whether such a power exists, and if so, E
in what circumstances it would be exercised, need not be decided in the
present case, for this Court clearly has a duty to act
constitutionally. If one or more of its members is disqualified from
sitting in a particular case, this Court is under a duty to say so, and
to take such steps as may be necessary to ensure that the disqualified
member does not participate in the adjudication of the case. F
1999 (4) SA p170
THE COURT
[32] If one Judge, in the opinion of the other members of the A
Court, incorrectly refuses to recuse herself or himself, that decision
could fatally contaminate the ultimate decision of the Court, and the
other members may well have a duty to refuse to sit with that Judge. As
it was put by Centlivres JA in R v Milne and Erleigh (6):26
'In my view there can be no doubt that if a Judge, who ought B not, because he is biassed [sic],
to preside at a criminal trial, nevertheless does so he commits . . .
an irregularity in the proceedings every minute he remains on the Bench
during the trial of the accused.'
Thus, in In re Pinochet27 the C
decision of a panel of the House of Lords was set aside because one of
its five members should have recused himself having regard to his
interest in the decision. It follows that if a Judge incorrectly refuses
to recuse herself or himself the remaining members of a panel should
not sit with that Judge as the proceeding would be irregular.
[33] In the course of his argument counsel for the fourth D respondent recognised that this might well be so. He stated:
'In the first place we submit it is
an individual decision of the particular Presiding Officer concerned.
Only in the event of a particular Presiding Officer against whom the
application is aimed or directed, deciding not to recuse himself, we
submit, does it become a matter for the Court as a whole to objectively
determine whether on the objective test he ought to recuse himself.' E
When asked to deal with this issue, counsel for the
appellants submitted that if a particular Judge were to place on record
that he or she was in fact biased in favour of one of the litigants,
there would be an obligation on such Judge to withdraw from the case.
If, however, the case was concerned only with a reasonable apprehension
of bias, the decision should be the decision of the Court and not the
individual Judge. F
[34] It is not necessary to decide what the position
would have been in the present case if one or more of the Judges whose
recusal was sought took the view that no grounds existed for his
recusal, but the majority of the Court took a different view. Counsel
were in G agreement that the whole Court
should participate in the hearing and that the Judges should consider
the application individually and collectively. This is how the matter
was dealt with and in the result the Judges whose recusal was sought,
and the remainder who were asked to look to their conscience, considered
their own positions individually, and also considered the application
as a whole, collectively, and concluded unanimously that none should be
recused. H
The test for bias
[35] A cornerstone of any fair and just legal system is the impartial I
adjudication of disputes which come before the courts and other
tribunals. This applies, of course, to both criminal and civil cases as
well as to quasi-judicial and administrative proceedings. Nothing is
more J
1999 (4) SA p171
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likely to impair confidence in such proceedings, whether on the part A
of litigants or the general public, than actual bias or the appearance
of bias in the official or officials who have the power to adjudicate on
disputes.
[36] In the present case counsel for the fourth
respondent emphasised that his client did not seek to rely on the
presence of actual bias on the part of any member of this Court. Rather
he relied B on 'the appearance of bias'. For a
number of years there has been controversy in the courts of England and
some Commonwealth countries as to the proper formulation of the test to
be applied in recusal cases involving the appearance of bias. There
have been two contending formulations. One is the presence of 'a real
likelihood of bias' and the other 'a reasonable suspicion or
apprehension of bias'. This subject was canvassed in some detail by
Hoexter JA in BTR C Industries South Africa (Pty) Ltd and Others v Metal and Allied Workers' Union and Another.28 After a review of the authorities, the learned Judge said:
' . . . I conclude that in our law
the existence of a reasonable suspicion of bias satisfies the test; and
that an D apprehension of a real likelihood that the decision maker will be biased is not a prerequisite for disqualifying bias.'29
[37] In the BTR
judgment itself and in other South African and foreign judgments, the
formulation of the test for recusal on the ground of perceived bias has
used the expression 'apprehension of bias' as an equivalent for
'suspicion of bias'. Thus, the following passage from the BTR judgment:30 E
'The law does not seek . . . to
measure the amount of his [the judicial officer's] interest. I venture
to suggest that the matter stands no differently with regard to the
apprehension of bias by a lay litigant. Provided the suspicion of
partiality is one which might F reasonably be
entertained by a lay litigant a reviewing Court cannot, so I consider,
be called upon to measure in a nice balance the precise extent of the
apparent risk. If suspicion is reasonably apprehended, then that is an
end to the matter.'
[38] In In re Pinochet31 Lord Browne-Wilkinson also regarded the terms as being synonymous. He said: G
'As I have said, Senator Pinochet
does not allege that Lord Hoffmann was in fact biased. The contention is
that there was a real danger or reasonable apprehension or suspicion
that Lord Hoffmann might have been biased, that is to say it is alleged
that there is an appearance of bias not actual bias.'
In Livesey v The New South Wales Bar Association the High Court of Australia stated:32 H
'It was common ground between the
parties to the present appeal that the principle to be applied in a case
such as the present is that laid down in the majority judgment in Reg v Watson; Ex parte Armstrong.33 That principle is that a Judge should not sit to hear a case if in all the circumstances the parties or the I
1999 (4) SA p172
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public might entertain a reasonable apprehension that he might not A
bring an impartial and unprejudiced mind to the resolution of the
question involved in it. . . . Although statements of the principle
commonly speak of "suspicion of bias'', we prefer to avoid the use of
that phrase because it sometimes conveys unintended nuances of meaning.'
Because of the inappropriate connotations which might flow from B
the use of the word 'suspicion' in this context, we agree and share
this preference for 'apprehension of bias' rather than 'suspicion of
bias'. This is also the manner in which the Supreme Court of Canada
formulates the test,34 where its use is in no way inconsistent with the judgments of the Supreme Court of Appeal in BTR35 or Moch.36
[39] Before looking at the manner in which this test is applied, C
it is necessary to mention two considerations built into the test
itself. These are the nature of the judicial office and the character of
the bias in this context.
The nature of the judicial office D
[40] In applying the test for recusal, Courts have
recognised a presumption that judicial officers are impartial in
adjudicating disputes. This is based on the recognition that legal
training and experience prepare Judges for the often difficult task of
fairly determining where the truth may lie in a welter of contradictory
evidence. This consideration was put as follows by Cory J in R v S (RD):37 E
'Courts have rightly recognized that
there is a presumption that Judges will carry out their oath of office.
. . . This is one of the reasons why the threshold for a successful
allegation of perceived judicial bias is high. However, despite this
high threshold, the presumption can be displaced with "cogent evidence''
that demonstrates that something the Judge has done gives rise to a
reasonable apprehension of bias.' F
In their separate concurrence, L'Heureux-Dube J and McLachlin J say:38
'Although judicial proceedings will generally be bound by the G
requirements of natural justice to a greater degree than will hearings
before administrative tribunals, judicial decision-makers, by virtue of
their positions, have nonetheless been granted considerable deference by
appellate Courts inquiring into the apprehension of bias. This is
because Judges "are assumed to be [people] of conscience and
intellectual discipline, capable of judging a particular controversy
fairly on the basis of its own circumstances'': United States v Morgan 313 US 409 (1941) H at 421. The presumption of impartiality carries considerable weight, for as Blackstone opined at 361 in Commentaries on the Laws of England III . . .
"[t]he law will not suppose possibility of bias in a Judge, who is
already sworn to administer impartial justice, and whose authority
greatly depends upon that presumption and idea''. Thus, reviewing Courts
have been hesitant to make a finding of bias or to perceive a
reasonable apprehension of bias on the part of a Judge, in the absence
of convincing evidence to that effect: R v Smith & I
1999 (4) SA p173
THE COURT
Whiteway Fisheries Ltd (1994) 133 NSR (2d) 50 (CA) at 60-1.' A
These views, though expressed more comprehensively
than has been done in judgments of our Courts, are entirely consistent
with the approach of South African courts to applications for the re
cusal of a judicial officer.39
[41] The test should be applied on the assumption that a B
reasonable litigant would take these considerations into account. A
presumption in favour of Judges' impartiality must therefore be taken
into account in deciding whether such a reasonable litigant would have a
reasonable apprehension that the judicial officer was or might be
biased.40
The character of the bias C
[42] Absolute neutrality on the part of a judicial
officer can hardly if ever be achieved. This consideration was elegantly
described as follows by Cardozo J:41
'There is in each of us a stream of tendency, whether you D
choose to call it philosophy or not, which gives coherence and
direction to thought and action. Judges cannot escape that current any
more than other mortals. All their lives, forces which they do not
recognise and cannot name, have been tugging at them - inherited
instincts, traditional beliefs, acquired convictions; and the resultant
is an outlook on life, a conception of social needs. . . . In this
mental background every problem finds it[s] setting. We may try to see
things as objectively as we please. Nonetheless, we can never see them
with any eyes except our own. E
. . .
Deep below consciousness are other
forces, the likes and the dislikes, the predilections and the
prejudices, the complex of instincts and emotions and habits and
convictions, which make the [person], whether [she or he] be litigant or
Judge.' F
It is appropriate for Judges to bring their own life
experience to the adjudication process. As it was put by Cory J in R v S
(RD):42
'It is obvious that good Judges will
have a wealth of personal and professional experience, that they will
apply with sensitivity and compassion to the cases that they must hear.
The sound belief behind the encouragement of greater diversity in
judicial G appointments was that women and visible minorities would bring an important perspective to the difficult task of judging.'
Similar considerations were expressed in their concurring judgment by L'Heureux-Dube J and MacLachlin J:43 H
'[Judges] will certainly have been
shaped by, and have gained insight from, their different experiences,
and cannot be expected to divorce themselves from these experiences on
the occasion of their appointment to the Bench. In fact, such a
transformation would deny society the benefit of the valuable knowledge I
1999 (4) SA p174
THE COURT
gained by the Judiciary while they were members of the Bar. As well, A
it would preclude the achievement of a diversity of backgrounds in the
Judiciary. The reasonable person does not expect that Judges will
function as neutral ciphers; however, the reasonable person does demand
that Judges achieve impartiality in their judging.
It is apparent, and a reasonable person would expect, that B
triers of fact will be properly influenced in their deliberations by
their individual perspectives on the world in which the events in
dispute in the courtroom took place. Indeed, Judges must rely on their
background knowledge in fulfilling their adjudicative function.'
[43] In a multicultural, multilingual and multiracial C
country such as South Africa, it cannot reasonably be expected that
judicial officers should share all the views and even the prejudices of
those persons who appear before them. In S v Collier,44
before the commencement of a criminal trial in the magistrate's court,
the accused insisted that he be tried by a black magistrate. The white
magistrate before whom the matter was called refused to recuse himself.
In dismissing an appeal against that decision, Hlophe J said:45 D
'Equally, the apparent prejudice
argument must not be taken too far; it must relate directly to the issue
at hand in such a manner that it could prevent the decision-maker from
reaching a fair decision. . . . Professor Baxter gives a commonly cited E
example, namely the mere fact that a decision-maker is a member of the
SPCA does not necessarily disqualify him from adjudicating upon a matter
involving alleged cruelty to animals. By the same token, the mere fact
that the presiding officer is white does not necessarily disqualify him
from adjudicating upon a matter involving a non-white accused. The
converse is equally true. Otherwise no black magistrate or Judge could
ever administer justice fairly and evenhandedly in a matter involving
white accused.
For the reasons set out above, the argument that the white F
magistrate erred in refusing to recuse himself upon being asked to do
so at the appellant's trial is both unfortunate and untenable. The fact
that he is a white person, does not disqualify him from presiding in a
case involving an accused belonging to a different race.'46
[44] In the case of a Judge of the highest Court of the land, G other considerations may be taken into account. In Laird et al v Tatum et al47 Rehnquist J quoted with approval the following passage from an article by John P Frank:48
'Supreme Court Justices are
strong-minded men, and on the general subject matters which come before
them, they do have H propensities; the course of decision cannot be accounted for in any other way.'
The learned Justice continued:
1999 (4) SA p175
THE COURT
'The fact that some aspect of these propensities may have been A
publicly articulated prior to coming to this Court cannot, in my
opinion, be regarded as anything more than a random circumstance that
should not by itself form a basis for disqualification.'
Application of the test
[45] From all of the authorities to which we have been referred by B counsel and which we have consulted, it appears that the test for apprehended bias is objective and that the onus of establishing it rests upon the applicant. The test for bias established by the Supreme Court of Appeal49
is substantially the same as the test adopted in Canada. For the past
two decades that approach is the one contained in a dissenting judgment
by De Grandpr‚ J in Committee for Justice and Liberty et al v National Energy Board:50 C
'. . . the apprehension of bias must
be a reasonable one, held by reasonable and right minded persons,
applying themselves to the question and obtaining thereon the required
information. . . . [The] test is "what would an informed person, viewing
the matter realistically and practically - and having thought the
matter through - conclude''.' D
In R v S (RD)51
Cory J, after referring to that passage, pointed out that the test
contains a two-fold objective element: the person considering the
alleged bias must be reasonable, and the apprehension of bias itself
must also be reasonable in the circumstances of the case. The same
consideration was mentioned by Lord Browne-Wilkinson in Pinochet:52 E
'Decisions in Canada, Australia and New Zealand have either refused to apply the test in Reg v Gough,53
or modified it so as to make the relevant test the question whether
the events in question give rise to a reasonable apprehension or
suspicion on the part of a fair-minded and informed member of the public
that the Judge was not impartial.' F
An unfounded or unreasonable apprehension concerning a
judicial officer is not a justifiable basis for such an application.
The apprehension of the reasonable person must be assessed in the light
of the true facts as they emerge at the hearing of the application. It
follows that incorrect facts which were taken into account by an
applicant must be ignored in applying the test. G
[46] It was submitted by counsel for the fourth
respondent that in the case of an application for the recusal of a Judge
or Judges of the highest Court of the land, those Judges should more
readily accede thereto than would be the case in a lower court. The
reason H for this, so he submitted, was that
the highest Court should set an example to the lower courts. The
argument is unsound. In the first place this Court, having eleven
members, is intended by the Constitution to be representative of the
people of South Africa. Thus, s 174(2) of the Constitution provides that
J
1999 (4) SA p176
THE COURT
'. . . the Judiciary [should] reflect broadly the racial and gender A
composition of South Africa . . .'. Given the intricate procedure to
appoint a balanced and representative Bench, each of the available
Judges of this Court is obliged, unless disqualified, to participate in
the adjudication of every case which comes before this Court. We are in
full agreement with the following observation made by Mason J in a
judgment given by him in the High Court of Australia:54 B
'Although it is important that
justice must be seen to be done, it is equally important that judicial
officers discharge their duty to sit and do not, by acceding too readily
to suggestions of appearance of bias, encourage parties to believe that
by seeking the disqualification of a Judge, they will have their case
tried by someone thought to be more likely to decide the case in their
favour.' C
We also agree with a further observation made by Mason J55 in the same case that:
'It needs to be said loudly and
clearly that the ground of disqualification is a reasonable apprehension
that the judicial officer will not decide the case impartially or
without prejudice, rather than that he will decide the case adversely to
one party.' D
[47] Rehnquist J also referred to the duty which a
member of the United States Supreme Court has to sit where not
disqualified, a duty equally as strong as the duty not to sit where
disqualified. He said:56
'I think that the policy in favour of the "equal duty'' E
concept is even stronger in the case of a Justice of the Supreme Court
of the United States. There is no way of substituting Justices on this
Court as one Judge may be substituted for another in the district
courts.'
In the case of this Court, the President may appoint an Acting F
Judge on the recommendation of the Minister of Justice, acting with the
concurrence of the President of the Constitutional Court and the Chief
Justice.57 Were the quorum of
the Court to be broken by recusal, it would be necessary to make such
appointments if that were constitutionally permissible. If it were not,
there would be no quorate Court to hear the appeal. Assuming that the
recusal of members of this Court would enable Acting Judges G to be appointed under s 175(1) of the Constitution,58
it would obviously be undesirable, particularly in a case such as the
present, for the President to have to appoint Acting Judges to make up
the quorum. An objection to 'political appointments' would be heightened
were this procedure to be followed. In the appointment of Acting
Judges, there would be no role for the Judicial Service Commission H
1999 (4) SA p177
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and no need for consultation with the leaders of parties A
represented in the National Assembly. The consideration referred to by
Rehnquist J is thus apposite to the recusal of a member or members of
this Court.
[48] It follows from the foregoing that the correct
approach to this application for the recusal of members of this Court is
objective and the onus of establishing it rests upon the applicant. The question is whether a reasonable, objective and B
informed person would on the correct facts reasonably apprehend that
the Judge has not or will not bring an impartial mind to bear on the
adjudication of the case, that is a mind open to persuasion by the
evidence and the submissions of counsel. The reasonableness of C
the apprehension must be assessed in the light of the oath of office
taken by the Judges to administer justice without fear or favour;59
and their ability to carry out that oath by reason of their training
and experience. It must be assumed that they can disabuse their minds of
any irrelevant personal beliefs or predispositions. They must take into
account the fact that they D have a duty to
sit in any case in which they are not obliged to recuse themselves. At
the same time, it must never be forgotten that an impartial Judge is a
fundamental prerequisite for a fair trial and a judicial officer should
not hesitate to recuse herself or himself if there are reasonable
grounds on the part of a litigant for apprehending that the judicial
officer, for whatever reasons, was not or will not be impartial. E
Applying the law to the facts
[49] Counsel for the fourth respondent based his
argument for the apprehension of bias on the cumulative effect of the
facts and complaints made against the Judges concerned. He submitted
that each F of them might not in itself be a
cause for the apprehension but that each should be placed in a 'basket'
and weighed together in the determination of the reasonableness of the
apprehension. We have no difficulty with that approach subject to the
'basket' only receiving those facts which are correct and which may
contribute to a reasonable apprehension of bias. G
The initial correspondence
[50] Before considering the facts which were
ultimately relied on by the fourth respondent in seeking the recusal of
Chaskalson P, Langa DP, Sachs J and Yacoob J it is appropriate to
discuss the manner in H which the application
was brought before this Court. The usual procedure in applications for
recusal is that counsel for the applicant seeks a meeting in Chambers
with the Judge or Judges in the presence of her or his opponent. The
grounds for recusal are put to the Judge who would be given an
opportunity, if sought, to respond to them. In the event of recusal
being refused by the Judge the I applicant
would, if so advised, move the application in open Court. In this case
the procedure adopted by the fourth respondent departs radically from
the accepted practice. J
1999 (4) SA p178
THE COURT
[51] Here, the opening move was the Botha letter of 13 April A 1999.60
The seven questions put to each of the members of the Court
constituted an interrogatory for which no factual basis was laid. Some
of the questions were patently misdirected in respect of at least some
of the Judges.61 No member of the Court or counsel B
who appeared in this matter has ever come across or heard of such a
procedure, whether in this country or in any other jurisdiction. The
degree to which it departs from the usual procedure adopted in
applications for recusal is marked. The only explanation which was
furnished by Botha, in his letter, was the number of Judges involved.
The number of members on this Court would in no way have C
precluded Botha and his counsel from adopting the usual procedure, if
not through a meeting in Chambers, at least by way of a letter addressed
to the Judge concerned in which the specific averments were set out.
This was only done after the Judges had refused to respond to the
interrogatories. When specific requests for verification of particular
information were belatedly made, they were answered.
[52] Botha's letter carried the innuendo that the integrity of D
each of the members of the Court was open to question and that the
Court as a whole was biased in favour of President Mandela. It will be
recalled that the fourth respondent relies on the response to this
letter by Chaskalson P as a ground for his recusal. It was also put up
as a ground for the recusal of Kriegler J because he had been E
consulted by Chaskalson P prior to it having been written. The response
of Chaskalson P in his letter of 15 April 1999 was quite justified. He
understandably questioned the letter having been addressed to all the
members of the Court. After they had read the F
letter, the remaining members of the Court agreed fully that it would
not have been appropriate for them to respond to the letter. No
reasonable litigant, having the benefit of the advice of an attorney and
counsel, would have questioned the impartiality of Chaskalson P or of
any member of this Court on the basis of the response by Chaskalson P in
his letter of 15 April 1999. The letter is therefore not a factor
grounding a reasonable apprehension of bias.
[53] We turn now to consider the allegations and complaints of G
the fourth respondent under the seven headings referred to in para [15]
above. In doing so we will refer to those allegations which, during
argument, were abandoned by the fourth respondent.
The allegations made against all the members of the Court H
[54] The first allegation is that the decision, that
this was the appropriate Court to hear the appeal of the President,
created the impression in the mind of the fourth respondent that: I
1999 (4) SA p179
THE COURT
54.1 the President's wishes were being accommodated; A
54.2 this Court would
not have acted as it did if there was a chance of an adverse finding
against the President.
In effect, the fourth respondent alleged that the ten
members of this Court had created the impression that they had already
decided to uphold the appeal of the President at a time when the record
had not B been filed and before argument on
behalf of any of the parties had been heard. Having so decided, the
further consequence of this impression was that they made interlocutory
rulings aimed at upholding the President's appeal. The suggestion that a
Court, without having seen the record or heard argument, would engineer
its interlocutory rulings to favour a decision it had already taken, is
extraordinary and contemptuous. What is more, it was allegedly based C
on a series of incorrect propositions concerning this Court and the
nature of its constitutional jurisdiction and procedures. A detailed
judgment in the condonation application was delivered in which the
reasons for the order made by this Court were set out.62 Fourth respondent's counsel did not point to any reasoning in the judgment which was alleged to be incorrect. D
[55] Indeed, the judgment appears to have been ignored
by the fourth respondent and his legal advisers. The only submission
was that it was unique for this Court to hear an appeal in which the
issues were largely factual. This submission is not correct. This Court
has heard appeals in which there have been substantial factual E disputes.63
In any event, there can be no doubt that this Court is obliged to
determine factual disputes where they relate to constitutional issues.
When this was explained to Mr Maritz,
he conceded that the impression contended for by the fourth respondent
was indeed incorrect and he abandoned the point. It follows that the
alleged impression of the fourth F respondent
was founded on incorrect information. The alleged impression and the
reliance placed on it in this application carried serious imputations
which called into question the integrity of each of the members of this
Court. On the objective facts, such impression is unfounded and the
fourth respondent's legal advisers acted irresponsibly in relying on it.
We have no hesitation in rejecting G these allegations and complaints as incorrect and therefore incapable of grounding a reasonable apprehension of bias.
[56] It is then alleged that because the President
wished to have his name cleared prior to the general elections on 2 June
1999, H the 'expedited date' on which the
appeal was set down created the impression that the wish of the
President was being accommodated. The original date of set-down was not
an expedited date. It was set down in the ordinary course. Counsel was
apparently unaware that matters are ordinarily set down in I
1999 (4) SA p180
THE COURT
this Court within two or three months after a date for a hearing is A sought. This allegation is similarly without any merit and cannot therefore ground a reasonable apprehension of bias.
[57] The fourth respondent then claimed that the date by which B
his counsels' heads of argument were to be filed was fixed by the Court
in the knowledge that two of his three advocates were involved in
another protracted matter which would have made it 'practically
impossible' for them to have attended to the matter. This was the basis
for the impression of the fourth respondent that the members of this
Court were ignoring the position of the respondents and accommodating
the interests of the President. It was C
pointed out to counsel, during argument, that in the condonation
application, the members of the Court were aware that some counsel for
the fourth respondent were then involved in a long trial, but that
nothing was said at the time to suggest that the trial would continue
into 1999.
[58] The question was raised during argument in the condonation D
application as to the order to be made if condonation were to be
granted, and as to the times to be fixed by the Court in its order for
the hearing of the appeal and the lodging of heads of argument.64
Counsel for the appellant indicated that there had been difficulties
in the past in reaching agreement on dates, and that in the
circumstances the Court should E fix dates to
suit its own convenience without regard to the convenience of counsel.
Counsel for the fourth respondent did not object to this, nor did they
suggest at the time or when the order was made on 2 December 1998 that
there was a period of time when they would not be available to give
attention to the heads of argument. It was only some six weeks later
that this issue was raised for the F first
time. The dates were fixed with regard to the time estimates made by
counsel at the conclusion of the argument in the condonation
application. This allegation must similarly be rejected as being without
any merit and therefore not capable of grounding a reasonable
apprehension of bias. G
[59] The fourth respondent complained that the order
that each of the parties was to pay their own costs of the condonation
application created the impression that 'the ordinary principles were
discarded in favour of the President'. The reasons for this costs order
were set out in some detail in the unanimous judgment delivered by
Chaskalson P on 2 December 1998.65 It is H unnecessary to repeat them now. No attempt was made by the fourth respondents' counsel to engage with these J
1999 (4) SA p181
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reasons. Suffice it to say that if the fourth respondent harboured A the impression alleged by him it was quite unreasonable.
[60] The next complaint of the fourth respondent
relates to the costs order made with regard to the belated application
for the postponement of the hearing of the appeal. The order called upon
B Botha to show cause why those costs should not be paid de bonis propriis,
ie out of his own pocket, rather than that the respondents should be
responsible therefor. It was alleged by the respondent that this order
created the impression that there was animosity on the part of the
members of this Court against Botha. The application was launched after
considerable delay and was opposed by the appellants.66 In the absence of any real C
prejudice to the appellants the majority of the members of this Court
decided to grant the indulgence sought by the respondents over an
objection by the appellants, without the necessity of having a hearing
and thereby avoiding further wasted costs. It did not appear that the
belated request for the postponement was the fault of any of the
respondents but rather that of their attorney. It appeared D
therefore to be fair and equitable to call on the attorney to show
cause why he, rather than his clients, should not bear those wasted
costs. Botha did not respond to the invitation given him to deal with
this matter. At this stage it is sufficient to state that in our opinion
to base an allegation of animosity against the attorney is
unreasonable. E
[61] The allegations and complaints which follow
relate to the political context in which the fourth respondent submits
the issues have to be determined. He refers to the unique feature of
this case in which an incumbent President was ordered to testify and
submit to cross-examination. To that is added the position of the fourth
F respondent as the leader of the recently
established Federal Alliance Party and the political significance of the
credibility finding made by De Villiers J against the President, the
Minister and the DG; the status of the President as a national and
international icon and the difficulty any South African court would have
in making an adverse credibility finding against the President. The
context of G this complaint is broadened by the reference to the vilification of the learned Judge a quo
in the aftermath of his judgment and especially his credibility
findings adverse to the President. The fourth respondent refers in this
regard to the fact that criticism came from senior members of the ANC
including H officials in the office of the
President, and the failure by the President or the government to
repudiate that criticism and the evidence of the President referred to
in para [16.16] above. Reference is also made to the I
1999 (4) SA p182
THE COURT
submission made by the appellant's counsel in their heads of argument A in which De Villiers J is called a 'Judge of the old order who was reputed to be one of its most ardent supporters'.
[72] Nothing in the preceding paragraph is relevant in
any way in this case to the recusal of any of the members of this
Court. The nub of the complaint is that if this Court fails to set aside
the B finding of the learned Judge in the Court a quo,
a consequence would be the 'wrath of the President'. To that is added
the allegation that '[e]ach of the members of this honourable Court was
appointed by the President . . . personally under circumstances where he
himself exercised a discretion to elevate the member concerned to the
highest Court in the land'. The fourth respondent draws the conclusion
that '[i]t is difficult to conceive that the C
honour bestowed on . . . the members of this honourable Court will be
answered by an adverse credibility finding on the bestower of such
honour'. He alleges in this context that an adverse credibility finding
by this Court would have serious political implications on the
government and the ANC and that the hearing of the appeal is on the eve
of the elections. D
[63] During argument, it was pointed out to counsel
for the fourth respondent that the allegation that any Judges of this
Court were appointed 'personally' by the President in terms of his own
discretion was fallacious. The correct position is the following. The E members of this Court, other than Yacoob J, were appointed in terms of the interim Constitution.67 Chaskalson P was appointed by the President in terms of the provisions of s 97(2)(a) which read as follows:
'There shall be a President of the Constitutional Court, who F shall . . . be appointed by the President in consultation with the Cabinet and after consultation with the Chief Justice.'
At that time, the Cabinet, apart from having ANC
members, also included members of the National Party as well as the
Inkatha Freedom Party. It follows from the provisions of s 233(3) that
the concurrence of the Cabinet was necessary for such appointment to be G
made and from the provisions of s 233(4) it follows also that this
appointment could only take place in good faith after consulting the
Chief Justice68 and giving serious consideration to his views.69 Ackermann J, Goldstone J and Madala J were appointed in terms of the provisions of s 99(3) which provides that: H
1999 (4) SA p183
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'Four Judges of the Constitutional Court shall be appointed A from among the Judges of the Supreme Court by the President in consultation with the Cabinet and with the Chief Justice.'
It follows that the concurrence of both the Cabinet
and the Chief Justice were necessary for such appointments to have been
made by the President.70 Langa DP, and Kriegler J, Mokgoro J, O'Regan J and Sachs J were appointed in terms of the B provisions of s 99(4) and (5) of the interim Constitution.71 They were thus appointed by the President from a shortlist of ten nominees, furnished by the Judicial Service Commission72
, with the concurrence of the Cabinet and after consultation with
Chaskalson P. Yacoob J was appointed to fill the vacancy created by C the appointment of Mahomed DP as Chief Justice.73 Yacoob J was appointed by the President in terms of s 174(4) of the Constitution.74 It follows that he was one of four nominees appearing on a list D
1999 (4) SA p184
THE COURT
prepared by the Judicial Service Commission and that the concurrence A
of the Cabinet was necessary as was consultation with Chaskalson P and
the leaders of parties represented in the National Assembly. We have
already pointed out that the President, in appointing Judges, does not
do so personally but as head of the Executive branch of government.
Chaskalson P, in his letter of 15 April 1999, had drawn B
Bothas' attention to the fact that the members of the Court had been
'appointed in accordance with the provisions of the Constitution and the
procedures prescribed by it'. Notwithstanding that, neither fourth
respondent, nor his legal advisers, took the precaution of ascertaining
what those provisions or procedures were before launching the recusal
application. Indeed, when they were drawn to C the attention of counsel for the fourth respondent, during argument, they seemed to be unaware of them.
[64] Apart from the fallacious reasoning which
underlies these allegations and the complaint the fourth respondent
builds on it, the suggestion that any Judge has feelings of personal
gratitude towards the President for their appointment is without any
foundation or justification. D
[65] The foregoing allegations and complaints were
made in respect of each of the members of this Court. It is the basis
for the fourth respondent 'after careful deliberation' having left the
matter of recusal 'to the conscience of' Ackermann J, Goldstone J,
Madala J, Mokgoro J and O'Regan J (and presumably Kriegler J as well).
This E averment suggests that these are
matters that should indeed trouble the consciences of these Judges. For
the reasons set out above, those individual members and this Court
collectively dismiss each of the foregoing allegations and complaints.
They carry no weight for the recusal of any member of this Court. F
Considerations arising from the public criticism of De Villiers J
[66] The fourth respondent referred to the public
criticism of De Villiers J concerning his handling of the application in
the Court a quo
and the findings made by him. He claimed that this public criticism
would make it difficult for members of this Court to find against the
appellants. G
[67] The correctness of the judgment given by De
Villiers J has been challenged in the appeal in the present case, and
issues have been raised in argument concerning the impressions said to
have been created by rulings given by him in the case. These are issues
which arise for H
1999 (4) SA p185
THE COURT
consideration in the appeal, and we refrain from making any comment A
on them in this judgment. However, during the course of argument
Chaskalson P informed counsel for the first respondent that all the
members of this Court deplored the fact that De Villiers J had been
denigrated in the media and in particular by government officials.
[68] Success or failure of the government or any other litigant is B
neither grounds for praise nor for condemnation of a court. What is
important is whether the decisions are good in law, and whether they are
justifiable in relation to the reasons given for them. There is an
unfortunate tendency for decisions of Courts with which there is
disagreement to be attacked by impugning the integrity of the Judges,
rather than by examining the reasons for the judgment. Our C
courts furnish detailed reasons for their decisions, and particularly
in constitutional matters, frequently draw on international human rights
jurisprudence to explain why particular principles have been laid down
or applied. Decisions of our courts are not immune from criticism. But
political discontent or dissatisfaction with the outcome of a case is no
justification for recklessly attacking the integrity of judicial
officers. D
[69] The basis for the public attacks made against De
Villiers J, which impugned his motives, and many of the allegations and
complaints made against members of this Court in this recusal
application are symptomatic of the tendency to which we refer in the
preceding paragraph. The Judiciary as an institution is one of the E
principal defenders of the Constitution, with a uniquely important role
in its interpretation and application. During the present period of
institution-building, unjustified and unreasonable attacks on individual
members of the Judiciary, whatever their background or history, are
especially to be deplored. F
Political associations of Judges prior to their appointment to the Bench
[70] That a Judge may have engaged in political
activity prior to appointment to the Bench is not uncommon in most if
not all democracies, including our own. Nor should it surprise anyone in
this G country. Upon appointment, Judges are
frequently obliged to adjudicate disputes which have political
consequences. It has never been seriously suggested that Judges do not
have political preferences or views on law and society. Indeed, a Judge
who is so remote from the world that she or he has no such views would
hardly be qualified to sit as a Judge.75 What is required H
1999 (4) SA p186
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of Judges is that they should decide cases that come before them A
without fear or favour according to the facts and the law, and not
according to their subjective personal views. This is what the
Constitution requires.
[71] In this application much reliance was placed by
the fourth respondent on the association of some of the members of this
Court with the ANC prior to their appointment to the Bench. It is
necessary B therefore to give further consideration to this specific complaint.
[72] The core values of our new order are reflected in the provisions of s 1 of the Constitution.76 None of those values was recognised by the old order which was replaced by the Constitution.77 Where we used to have a C supreme Parliament, we now have a supreme Constitution.78
The Constitutional Court has been given the responsibility of being
the ultimate guardian of the Constitution and its values. Section 167(4)
thus confers exclusive jurisdiction to this Court in a number of
crucial political areas which include the power to decide disputes
between organs of State in D the national and
provincial sphere, to decide on the constitutionality of any
parliamentary or provincial Bill, to decide on the constitutionality of
any amendment to the Constitution and to decide whether Parliament or
the President has failed to fulfil a constitutional obligation.79 And, in E
1999 (4) SA p187
THE COURT
terms of s 167(4), this Court makes the final decision whether an Act A of Parliament, a provincial Act or conduct of the President is constitutional.80
[73] It follows that the drafters of the Constitution
necessarily envisaged that this Court would be called upon to adjudicate
finally in respect of issues which would inevitably have important
political consequences. It is not surprising then that B there are special provisions in the Constitution for the appointment of the members of this Court.81
Presumably that is the reason for the Constitution making provision
for a relatively large court of 11 members with a quorum of eight
members.82
[74] Having regard to the foregoing features of the jurisdiction C
of this Court, it would be surprising if respect and support for the
core values of the Constitution by candidates for appointment to all of
our courts, and particularly the Constitutional Court, were not taken
into account by the Judicial Service Commission when preparing a list of
nominees for submission to the President. It would be equally
surprising if the President and the Cabinet failed to do so. Barely five
years into the new order it is all but D
inevitable that in the professional or public lives of such candidates
their antipathy and opposition to the evils and immorality of the old
order, to a greater or lesser extent, would have manifested themselves.
The public hearings of the Judicial Service Commission reflect this
reality. In a very different but no less relevant context, in R v Milne and E Erleigh,83 Centlivres JA said:
'The mere fact that a Judge holds
strong views on what he conceives to be an evil system of society does
not, in my view, disqualify him from sitting in a case in which some of
those evils may be brought to light. His duty is to administer the law
as it exists but he may in administering it express his strong
disapproval of it.' F
[75] As mentioned earlier, all Judges are expected to
put any party political loyalties behind them on their appointment and
it is generally accepted that they do so. In South Africa, so soon after
our transition to democracy, it would be surprising if many candidates
for appointment to the Bench had not been active in or G publicly sympathetic towards the liberation struggle.84
It would be ironic and a matter for regret if they were not eligible
for appointment by reason of that kind of activity. H
1999 (4) SA p188
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[76] In our opinion it follows that a reasonable apprehension of A
bias cannot be based upon political associations or activities of
Judges prior to their appointment to the Bench unless the subject-matter
of the litigation in question arises from such associations or
activities. In this case that is not alleged by the fourth respondent.
Allegations and complaints made collectively with regard to B Chaskalson P, Langa DP, Sachs J and Yacoob J
[77] The remaining allegations and complaints which
are made collectively with regard to Chaskalson P, Langa DP, Sachs J and
Yacoob J all relate to their former individual association with the ANC
and the President. We shall consider these together with the
allegations made specifically against those Judges. C
Specific allegations and complaints made with regard to Chaskalson P
[78] Numerous allegations are levelled at Chaskalson P by the fourth D
respondent and we shall consider them in turn. The first is that the
manner in which he responded to the letter from Botha of 13 April 1999
created a 'clear impression of bias against me'. This was apparently
exacerbated by the refusal to circulate the letter to the other members
of the Court. This complaint has been fully considered in paras
[50]-[52] above. It is unnecessary to say more than if the response of
Chaskalson P did create an impression of bias it was E neither reasonable nor justified.
[79] Then there are the allegations of a 'longstanding
relationship of advocate and client'. We have never heard of a recusal
application founded upon such a relationship prior to a Judge's
appointment to the Bench in South Africa. There have been F
countless cases in our history where Judges have adjudicated disputes
in which a party had been a client prior to their appointment. This is
not surprising having regard to the nature of the relationship between
advocate and client in our dual Bar system which prohibits a client from
having direct access to an advocate without the intervention of an
attorney.85 In G
the normal course the client does not select the advocate but leaves it
to the attorney to do so. Of course, where Judges, in their former
capacity as advocates, either advised or acquired personal knowledge
relevant to a case before the Court, it would not be proper for them to
sit in such matter. Neither of these two circumstances is present in
this case. The relationship of advocate and client between the President
and Chaskalson P ended some 35 years ago. The H
relationship of advocate and client between the President's former wife
and Chaskalson P ended more than 25 years ago. That such a relationship
provides any ground for the recusal of Chaskalson P is fanciful and
devoid of merit.
[80] The following allegations relate to an alleged personal I relationship between Chaskalson P and the President. It is quite common in any J
1999 (4) SA p189
THE COURT
country for leading members of the legal profession to come into A
professional contact with political leaders. In some cases that contact
might well progress from a professional to a personal relationship. On
the facts which are common cause for the purposes of this application,
that did not happen in the case of the President and Chaskalson P. Their
relationship has at all times been and B
remains a cordial and formal one. They have never been social friends
and do not visit each other. During the nine years since the President's
release from prison, and in the entire period before he went to prison,
Chaskalson P has made a social visit to the home of Mr Mandela on one
occasion only. That was some years ago, at the time C
when the attorney who had acted for the President in the Rivonia trial
visited South Africa from London where he had lived for over 30 years.
Chaskalson P had been one of the junior counsel briefed to represent the
President in that trial. The President invited the attorney and
Chaskalson P to have dinner with him at his house. Chaskalson P stated
that he could not recall whether this was before or after Mr Mandela had
been appointed as President. D
[81] The next specific allegation made against
Chaskalson P relates to the President having attended a function held in
honour of Chaskalson P when, in 1994, he retired as the national
director of the Legal Resources Centre. He was its first national
director and occupied that post for some 15 years. Having regard to the E
significant role played by the Legal Resources Centre during the 15
years of its existence it was not surprising that Mr Mandela wished to
associate himself with this event. It was a formal and public occasion.
According to the facts provided by Chaskalson P and accepted by the
fourth respondent, the President was not a scheduled F
speaker but asked permission to say a few words. That occasion took
place before Chaskalson P was appointed President of this Court. The
circumstances relating to that function could in no way lead any
reasonable person to apprehend that Chaskalson P, in his adjudication of
this case, would have a bias in favour of the President or against the
fourth respondent. The same conclusion must be drawn with regard to the
dinner at the home of the President. G
[82] Then there is the attendance by the President in
November 1997 at the religious ceremony during the wedding of the
younger son of Chaskalson P. The President was invited as one of over
300 guests H at the request of the groom. Had
the invitation to attend the wedding been extended to the President in
consequence of a personal friendship with Chaskalson P, it might have
been relevant to establish such a relationship. In this case, it is
clear from the accepted facts that there was no such relationship and
the wedding incident takes the matter no further. I
[83] It follows that the facts relied upon by the
fourth respondent do not establish that there was a 'longstanding
relationship between the Chaskalson and Mandela families and a close
personal relationship between Justice Chaskalson and President Mandela'.
There is no factual basis for that allegation and it must therefore be
dismissed. J
1999 (4) SA p190
THE COURT
[84] The final allegation relating to a personal relationship A
concerned the addition of Mr Matthew Chaskalson, the elder son of
Chaskalson P, to the legal team representing the appellants in this
appeal. Mr Chaskalson has built a successful practice as a
constitutional law expert at the Johannesburg Bar and is the co-author
of one of the leading works on the subject. He has appeared as B
counsel in numerous cases in this Court. We would also mention that it
has been accepted practice in our courts for many decades that close
family members appear before each other and it has never before been
suggested that it was inappropriate.86 Where a Court consists of a number of Judges, there is even less ground for objection. Mr C
Chaskalson was introduced as the second junior counsel in the appeal
but had already appeared as the third counsel in the condonation
application. His name appeared on the record when argument was lodged in
the latter application and no objection was raised to this at the time
or in the correspondence which preceded the recusal application. It was
not suggested that this in itself was a reason for Chaskalson P to
recuse himself. The first and only D reference
to Mr Chaskalson is in the founding affidavit of the fourth respondent
where reliance is placed on his brief in this matter in support of the
alleged relationship between the families of Chaskalson P and the
President. That is clearly without substance and it is not without
significance that this complaint was not referred to by the fourth
respondent's counsel in his argument. E
[85] Although the fourth respondent sought to rely on
what he called in his affidavit 'the highest mutual respect between
Justice Chaskalson and the President', his counsel accepted that this
consideration probably applied to all Judges in any of our Courts. Most
Judges in most countries will have high respect for the head of F State and that is usually reciprocal. This can hardly be a complaint or a factor forming a basis for a recusal application.
[86] Then we come to allegations relating to alleged 'close G
ties' between Chaskalson P and the ANC. The contact between Chaskalson P
and the ANC appears from para 2.4 of the Justices' statement.87
In particular, attention is drawn to the context in which Chaskalson P
appeared on the stage with Mr Mandela at a rally soon after Mr
Mandela's release. That appearance was a direct consequence of
Chaskalson P having been a H junior member of
the Rivonia trial defence team some 35 years before. It was accepted by
the fourth respondent that Chaskalson P has never been a member of the
ANC 'or any related organisation'. The other contacts with the ANC arose
solely from his role as a professional adviser at the time of the
constitutional negotiations. In any event, those contacts ceased when
Chaskalson P was appointed to this Court. I
1999 (4) SA p191
THE COURT
[87] It follows from the foregoing, that had any reasonable A
person known what became the accepted facts in this application, with
regard to the relationship between Chaskalson P and the President, his
family and the ANC, such person would have no reasonable basis to
apprehend that Chaskalson P would be biased against the fourth
respondent or that he would not bring an impartial mind to bear on the
issues in this appeal. B
[88] The fourth respondent also relies on his alleged
perception that there was an unfair reference by Chaskalson P that the
learned Judge in the lower Court had not read the Constitution. During
argument it was accepted by counsel for the fourth respondent that an
inappropriate remark of the nature referred to by the fourth respondent
had not been made. C
[89] There is no merit in the allegation by the fourth
respondent that Chaskalson P was obliged of his own volition to have
disclosed any of the foregoing. Judicial officers are obliged to
disclose only such facts as might reasonably be relevant to a recusal
application. It follows that the non-disclosure of irrelevant facts D
cannot be a basis for a reasonable apprehension of bias. In any event
Chaskalson P dealt fully with his relationship with the President and
the ANC in his letter of 15 April 1999. The complaint that Chaskalson P
did not, in response to the Botha letter of 13 E
April, disclose the date of his son's wedding and that this failure
gave rise to the suspicion of closer ties with the President is both
petty and fanciful, apart from being unreasonable.
[90] It remains to refer to the fourth respondent's
supplementary affidavit in which he relies on the views expressed about
Chaskalson P by Mr R Van Schalkwyk. Mr Trengove F
correctly objected to the admission of this affidavit and it was
received provisionally. The opinion of Mr Van Schalkwyk is clearly as
irrelevant as would be the opinion of any other member of the public.
The fact that the author happens to be a former member of the High Court
Bench takes the matter no further. In any event the reasons for the
opinion expressed by Mr Van Schalkwyk are not provided by the fourth
respondent. G
[91] The allegations and complaints made against
Chaskalson P, on the correct facts now accepted by the fourth
respondent, would not cause a reasonable and informed person reasonably
to apprehend that Chaskalson P would be biased against the fourth
respondent or H reasonably to apprehend that
he would not bring an impartial mind to bear on the issues in this
appeal. In all the circumstances Chaskalson P, with the concurrence of
the nine other members of this Court, refused to recuse himself. I
Specific allegations and complaints made with regard to Langa DP
[92] The fourth respondent now accepts that Langa DP
has on no occasion attended a private dinner at the home of the
President. All the remaining allegations and complaints directed at
Langa DP relate to his association with the ANC prior to his appointment
to this Court. In this J
1999 (4) SA p192
THE COURT
regard we refer to paras [70]-[76] above and to the fact that Langa A DP severed his ties with the ANC before or immediately upon his appointment to the Court.
[93] We would also point out that the association of
Langa DP with the ANC was a matter of public record in October 1994 when
it B was disclosed to the Judicial Service
Commission at the time it interviewed candidates for appointment to this
Court. Even prior thereto the activities of Langa DP referred to by the
fourth respondent, by their nature, were widely known. The complaint
that Langa DP should have disclosed his association with the ANC is
without merit both because it was a matter of public knowledge and C because it was not a ground on which a reasonable person would have apprehended bias.
[94] With the concurrence of all the members of this Court, Langa DP refused to recuse himself.
Specific allegations and complaints relating to Sachs J D
[95] It was accepted by the fourth respondent that
there was no personal relationship between Sachs J and the President and
that he has never dined in private at the home of the President.
[96] For the same reasons as apply to Langa E DP,88
the association of Sachs J with the ANC is also a matter of public
record. Unlike Langa DP, however, Sachs J held office in structures of
the ANC and became a member of its National Executive Committee. Having
regard to the fact that Sachs J also severed his ties with the ANC
before or immediately upon his appointment to this Court, that
association takes the matter no further. For the same reasons set out in
paras [70]-[76], we are of F the opinion that
prior political association, of the kind here in issue, is not a basis
upon which a reasonable person would apprehend bias in a case such as
the present, notwithstanding that the credibility of the President, the
Minister and the DG are likely to be in issue.
[97] Perhaps the most inappropriate allegation made in the whole G
of this unfortunate application is that relating to the severe injuries
which Sachs J suffered in Maputo at the hands of the South African
security forces. As is well known, Sachs J lost his right arm and sight
in an eye in consequence of a bomb placed under his car. The allegation
that Sachs J would by reason thereof be biased against H
the fourth respondent or in favour of the President reflects adversely
on those who make that allegation and provides no basis for recusal.
This is a tasteless allegation which is rejected. The less said about it
the better.
[98] The final matter raised against Sachs J, in the I supplementary affidavit, is his conduct with regard to the 1989 ANC commission of inquiry of which he was a member.89 This issue was canvassed by the Judicial Service Commission and was not considered to be a ground J
1999 (4) SA p193
THE COURT
disqualifying Sachs J from appointment to this Court. He was one of A
the ten candidates on the shortlist presented by the Judicial Service
Commission to the President. The President, acting with the concurrence
of the Cabinet, and after consulting the leaders of the parties
represented in the National Assembly, appointed Sachs J to this Court.
It is difficult to appreciate the relevance of that incident to the
question of bias or impartiality in this case. B
[99] Again, there was no reason for Sachs J to have
disclosed of his own volition any of the facts referred to by the fourth
respondent. It follows from what we have already said that there was no
good reason for Sachs J to have recused himself and with the
concurrence of all the members of the Court he refused to do so. C
Specific allegations and complaints with regard to Yacoob J
[100] The allegations and complaints made with regard
to Yacoob J are no different from those made against Langa DP with
regard to an association with the ANC. With the concurrence of all the
members of D this Court, Yacoob J refused to recuse himself.
The allegations and complaints made with regard to Kriegler J
[101] We have already recorded the withdrawal by the fourth respondent of the application for the recusal of Kriegler J. E
The approach of the appellants
[102] The appellants' counsel informed the Court that
his clients considered it inappropriate to make submissions on the
factual allegations made with regard to the recusal application. They
limited F their submissions to questions of
law and to the inconvenience their clients would suffer if the effect of
the application would be to break the quorum of eight members able to
hear the appeal.
Costs G
[103] In our order we reserved the question of the
costs of this application. This will be considered in the judgment on
the merits of the appeal.
Conclusion H
[104] The application for recusal was dismissed on 7
May 1999 for the reasons stated above. In conclusion we would add the
following. Under our new constitutional order, judicial officers are now
drawn from all sectors of the legal profession, having regard to the
constitutional requirement that the Judiciary shall reflect broadly the
racial and gender composition of South Africa. While litigants I
have the right to apply for the recusal of judicial officers where
there is a reasonable apprehension that they will not decide a case
impartially, this does not give them the right to object to their cases
being heard by particular judicial officers simply because they believe
that such persons will be less likely to decide the case in their
favour, than would other judicial officers drawn from a J
1999 (4) SA p194
THE COURT
different segment of society. The nature of the judicial function A
involves the performance of difficult and at times unpleasant tasks.
Judicial officers are nonetheless required to 'administer justice to all
persons alike without fear, favour or prejudice, in accordance with the
Constitution and the law'.90 To this end they must resist all manner of pressure, regardless of where it comes from. This is the B
constitutional duty common to all judicial officers. If they deviate,
the independence of the Judiciary would be undermined, and in turn, the
Constitution itself.
Appellants' Attorneys: State Attorney, Pretoria. Respondents' Attorneys: Rooth & Wessels, Pretoria. C
Footnote - 1
1 At
the time of the hearing, there was a vacancy on the Court which
resulted from the untimely death of Didcott J during October 1998.
1 At
the time of the hearing, there was a vacancy on the Court which
resulted from the untimely death of Didcott J during October 1998.
Footnote - 2
2 Act 8 of 1947.
2 Act 8 of 1947.
Footnote - 3
3 The judgment ran to over 1 000 pages. An abridged version is reported as SARFU and Others v President of the Republic of the RSA and Others 1998 (10) BCLR 1256 (T).
3 The judgment ran to over 1 000 pages. An abridged version is reported as SARFU and Others v President of the Republic of the RSA and Others 1998 (10) BCLR 1256 (T).
Footnote - 4
4 It
is not necessary in this judgment to consider the nature or detail of
these findings. This will be dealt with in the judgment on the appeal.
4 It
is not necessary in this judgment to consider the nature or detail of
these findings. This will be dealt with in the judgment on the appeal.
Footnote - 5
5 Dr Luyt acted both in his personal capacity, and as president of SARFU and Gauteng Lions Rugby Union.
5 Dr Luyt acted both in his personal capacity, and as president of SARFU and Gauteng Lions Rugby Union.
Footnote - 6
6President of the Republic of South Africa and Others v South African Rugby Football Union and Others1999 (2) SA 14 (CC) (1999 (2) BCLR 175).
6President of the Republic of South Africa and Others v South African Rugby Football Union and Others1999 (2) SA 14 (CC) (1999 (2) BCLR 175).
Footnote - 7
7 Section 167(2) of the Constitution.
7 Section 167(2) of the Constitution.
Footnote - 8
8 See the judgment of this Court in the condonation application, above n 6.
8 See the judgment of this Court in the condonation application, above n 6.
Footnote - 9
9S v Bam1972 (4) SA 41 (E) at 43H - 44A.
9S v Bam1972 (4) SA 41 (E) at 43H - 44A.
Footnote - 10
10Moch v Nedtravel (Pty) Ltd t/a American Express Travel Service1996 (3) SA 1 (A) at 13H (per Hefer JA).
10Moch v Nedtravel (Pty) Ltd t/a American Express Travel Service1996 (3) SA 1 (A) at 13H (per Hefer JA).
Footnote - 11
11 As
Chaskalson P pointed out at the hearing, his letter refers to an
'apparent purpose' rather than to an 'ulterior purpose'.
11 As
Chaskalson P pointed out at the hearing, his letter refers to an
'apparent purpose' rather than to an 'ulterior purpose'.
Footnote - 12
12 The source of this allegation is stated to be 'the autobiography (sic) of Bram Fischer' by Stephen Clingman. The biography is Bram Fischer: Afrikaner Revolutionary (David Philip and Mayibuye Books, Cape Town, 1998). At 447 the following is written: 'When
he [Mr Mandela] was first released, he too spoke to multitudinous
crowds. At Soccer City in Soweto he flew in by helicopter to speak to
100,000 people; Mzwakhe Mbuli, ''the people's poet'', paid him tribute.
On the stage along with Mandela were Arthur Chaskalson and George Bizos,
the junior members from the Rivonia team, as well as the other Rivonia
accused; if Bram had been alive he would have been there.'.
12 The source of this allegation is stated to be 'the autobiography (sic) of Bram Fischer' by Stephen Clingman. The biography is Bram Fischer: Afrikaner Revolutionary (David Philip and Mayibuye Books, Cape Town, 1998). At 447 the following is written: 'When
he [Mr Mandela] was first released, he too spoke to multitudinous
crowds. At Soccer City in Soweto he flew in by helicopter to speak to
100,000 people; Mzwakhe Mbuli, ''the people's poet'', paid him tribute.
On the stage along with Mandela were Arthur Chaskalson and George Bizos,
the junior members from the Rivonia team, as well as the other Rivonia
accused; if Bram had been alive he would have been there.'.
Footnote - 13
13 The
allegations contained in this paragraph appear in a supplementary
affidavit handed in by the fourth respondent on the morning of the first
day of the hearing. Counsel for the appellants opposed the admission of
this affidavit and it was received subject to later argument if
necessary.
13 The
allegations contained in this paragraph appear in a supplementary
affidavit handed in by the fourth respondent on the morning of the first
day of the hearing. Counsel for the appellants opposed the admission of
this affidavit and it was received subject to later argument if
necessary.
Footnote - 14
14 This
was a forum for the negotiation of a new constitutional order on which
were represented the former government, liberation movements, political
parties and other groups.
14 This
was a forum for the negotiation of a new constitutional order on which
were represented the former government, liberation movements, political
parties and other groups.
Footnote - 15
15 These Minutes recorded the terms of agreements entered into by the former government and the ANC.
15 These Minutes recorded the terms of agreements entered into by the former government and the ANC.
Footnote - 16
16 The
allegations contained in this paragraph were also raised by the fourth
respondent in his supplementary affidavit. See above n 13.
16 The
allegations contained in this paragraph were also raised by the fourth
respondent in his supplementary affidavit. See above n 13.
Footnote - 17
17 The Independent Electoral Commission established by s 181 of the Constitution.
17 The Independent Electoral Commission established by s 181 of the Constitution.
Footnote - 18
18 The
Justices' statement was accompanied by copies of the letters sent to
Ackermann J, Goldstone J, Madala J, Mokgoro J and O'Regan J as well as a
copy of the Director's letter to Botha and the State Attorney which is
reproduced in para [14] above.
18 The
Justices' statement was accompanied by copies of the letters sent to
Ackermann J, Goldstone J, Madala J, Mokgoro J and O'Regan J as well as a
copy of the Director's letter to Botha and the State Attorney which is
reproduced in para [14] above.
Footnote - 19
19 Section 167(3) provides: 'The Constitutional Court - (a) is the highest Court in all constitutional matters; (b) may decide only constitutional matters, and issues connected with decisions on constitutional matters; and (c)
makes the final decision whether a matter is a constitutional matter or
whether an issue is connected with a decision on a constitutional
matter.'.
19 Section 167(3) provides: 'The Constitutional Court - (a) is the highest Court in all constitutional matters; (b) may decide only constitutional matters, and issues connected with decisions on constitutional matters; and (c)
makes the final decision whether a matter is a constitutional matter or
whether an issue is connected with a decision on a constitutional
matter.'.
Footnote - 20
201992 (3) SA 482 (A) at 491E - F.
201992 (3) SA 482 (A) at 491E - F.
Footnote - 21
21 Section 39(2) provides: 'When
interpreting any legislation, and when developing the common law or
customary law, every court, tribunal or forum must promote the spirit,
purport and objects of the Bill of Rights.'.
21 Section 39(2) provides: 'When
interpreting any legislation, and when developing the common law or
customary law, every court, tribunal or forum must promote the spirit,
purport and objects of the Bill of Rights.'.
Footnote - 22
22 Item 6 of Schedule 2 reads: '(1)
Each Judge or Acting Judge, before the Chief Justice of the Supreme
Court of Appeal or another Judge designated by the Chief Justice, must
swear/affirm as follows: I, A B, swear/solemnly affirm that,
as a Judge of the Constitutional Court/Supreme Court of Appeal/High
Court/E F Court, I will be faithful to the Republic of South Africa,
will uphold and protect the Constitution and the human rights entrenched
in it, and will administer justice to all persons alike without fear,
favour or prejudice, in accordance with the Constitution and the law. (In the case of an oath: So help me God.) (2)
A person appointed to the office of Chief Justice of the Supreme Court
of Appeal who is not already a Judge at the time of that appointment
must swear or affirm before the President of the Constitutional Court. (3)
Judicial officers, and acting judicial officers, other than Judges,
must swear/affirm in terms of national legislation.'.
22 Item 6 of Schedule 2 reads: '(1)
Each Judge or Acting Judge, before the Chief Justice of the Supreme
Court of Appeal or another Judge designated by the Chief Justice, must
swear/affirm as follows: I, A B, swear/solemnly affirm that,
as a Judge of the Constitutional Court/Supreme Court of Appeal/High
Court/E F Court, I will be faithful to the Republic of South Africa,
will uphold and protect the Constitution and the human rights entrenched
in it, and will administer justice to all persons alike without fear,
favour or prejudice, in accordance with the Constitution and the law. (In the case of an oath: So help me God.) (2)
A person appointed to the office of Chief Justice of the Supreme Court
of Appeal who is not already a Judge at the time of that appointment
must swear or affirm before the President of the Constitutional Court. (3)
Judicial officers, and acting judicial officers, other than Judges,
must swear/affirm in terms of national legislation.'.
Footnote - 23
23Moch, above n 10.
23Moch, above n 10.
Footnote - 24
24 See s 167(3), above n 19.
24 See s 167(3), above n 19.
Footnote - 25
25 See R v Bow Street Metropolitan Stipendiary Magistrate and Others, ex parte Pinochet Ugarte (No 2)
[1999] 1 All ER 577 (HL) ([1999] 2 WLR 272), decided by the House of
Lords on 17 December 1998, reasons given on 15 January 1999.
25 See R v Bow Street Metropolitan Stipendiary Magistrate and Others, ex parte Pinochet Ugarte (No 2)
[1999] 1 All ER 577 (HL) ([1999] 2 WLR 272), decided by the House of
Lords on 17 December 1998, reasons given on 15 January 1999.
Footnote - 26
261951 (1) SA 1 (A) at 6H.
261951 (1) SA 1 (A) at 6H.
Footnote - 27
27Pinochet, above n 25.
27Pinochet, above n 25.
Footnote - 28
281992 (3) SA 673 (A) at 690A - 695C.
281992 (3) SA 673 (A) at 690A - 695C.
Footnote - 29
29Id at 693I - J.
29Id at 693I - J.
Footnote - 30
30Id at 694I - 695A. See also Moch, above n 10 at 12F - G (per Hefer JA).
30Id at 694I - 695A. See also Moch, above n 10 at 12F - G (per Hefer JA).
Footnote - 31
31Pinochet, above n 25 at 586b and 281D - E respectively.
31Pinochet, above n 25 at 586b and 281D - E respectively.
Footnote - 32
32 (1983) 151 CLR 288 at 293 - 4.
32 (1983) 151 CLR 288 at 293 - 4.
Footnote - 33
33 (1976) 136 CLR 248 at 258 - 63.
33 (1976) 136 CLR 248 at 258 - 63.
Footnote - 34
34 See, for example, R v S (RD) (1997) 118 CCC (3d) 353.
34 See, for example, R v S (RD) (1997) 118 CCC (3d) 353.
Footnote - 35
35BTR, above n 28.
35BTR, above n 28.
Footnote - 36
36Moch, above n 10.
36Moch, above n 10.
Footnote - 37
37R v S (RD), above n 34 at para [117].
37R v S (RD), above n 34 at para [117].
Footnote - 38
38Id at para [32].
38Id at para [32].
Footnote - 39
39 See, for instance, S v Radebe1973 (1) SA 796 (A) at 813F - G; and R v T1953 (2) SA 479 (A) at 483C - D.
39 See, for instance, S v Radebe1973 (1) SA 796 (A) at 813F - G; and R v T1953 (2) SA 479 (A) at 483C - D.
Footnote - 40
40 See para [45] below.
40 See para [45] below.
Footnote - 41
41 Benjamin N Cardozo in The Nature of the Judicial Process (1921) at 12 - 13 and 167, which is quoted with approval by L'Heureux-Dube J and McLachlin J in R v S (RD), above n 34 at para [34].
41 Benjamin N Cardozo in The Nature of the Judicial Process (1921) at 12 - 13 and 167, which is quoted with approval by L'Heureux-Dube J and McLachlin J in R v S (RD), above n 34 at para [34].
Footnote - 42
42R v S (RD), above n 34 at para [119].
42R v S (RD), above n 34 at para [119].
Footnote - 43
43Id at paras [38] - [39].
43Id at paras [38] - [39].
Footnote - 44
44 1995 (2) SACR 648 (C).
44 1995 (2) SACR 648 (C).
Footnote - 45
45Id at 650e - h.
45Id at 650e - h.
Footnote - 46
46 See also Commonwealth of Pennsylvania and Raymond Williams et al v Local Union 542, International Union of Operating Engineers, et al
388 F Supp 155 (1974) where Higginbotham J refused a recusal
application based on his race, prior political associations and
political statements.
46 See also Commonwealth of Pennsylvania and Raymond Williams et al v Local Union 542, International Union of Operating Engineers, et al
388 F Supp 155 (1974) where Higginbotham J refused a recusal
application based on his race, prior political associations and
political statements.
Footnote - 47
47 409 US 824 (1972) at 836.
47 409 US 824 (1972) at 836.
Footnote - 48
48 'Disqualification of Judges: In Support of the Bayh Bill' in 35 Law and Contemporary Problems 43 at 48.
48 'Disqualification of Judges: In Support of the Bayh Bill' in 35 Law and Contemporary Problems 43 at 48.
Footnote - 49
49 See Moch, above n 10; BTR, above n 28; Mönnig, above n 20.
49 See Moch, above n 10; BTR, above n 28; Mönnig, above n 20.
Footnote - 50
50 (1976) 68 DLR (3d) 716 at 735.
50 (1976) 68 DLR (3d) 716 at 735.
Footnote - 51
51R v S (RD), above n 34 at para [111].
51R v S (RD), above n 34 at para [111].
Footnote - 52
52Pinochet, above n 25 at 589c and 284E respectively.
52Pinochet, above n 25 at 589c and 284E respectively.
Footnote - 53
53 [1993] AC 646 ([1993] 2 All ER 724), in which the test applied was a 'real danger that the Judge was biased'.
53 [1993] AC 646 ([1993] 2 All ER 724), in which the test applied was a 'real danger that the Judge was biased'.
Footnote - 54
54Re JRL: Ex parte CJL (1986) 161 CLR 342 (HCA) at 352.
54Re JRL: Ex parte CJL (1986) 161 CLR 342 (HCA) at 352.
Footnote - 55
55Id at 352.
55Id at 352.
Footnote - 56
56Laird, above n 47 at 837 - 8.
56Laird, above n 47 at 837 - 8.
Footnote - 57
57 Section 175(1) provides: 'The
President may appoint a woman or a man to be an Acting Judge of the
Constitutional Court if there is a vacancy or if a Judge is absent. The
appointment must be made on the recommendation of the Cabinet member
responsible for the administration of justice acting with the
concurrence of the President of the Constitutional Court and the Chief
Justice.'.
57 Section 175(1) provides: 'The
President may appoint a woman or a man to be an Acting Judge of the
Constitutional Court if there is a vacancy or if a Judge is absent. The
appointment must be made on the recommendation of the Cabinet member
responsible for the administration of justice acting with the
concurrence of the President of the Constitutional Court and the Chief
Justice.'.
Footnote - 58
58 Counsel
for the President submitted that a vacancy caused by the recusal of a
member of this Court would not create a vacancy on the Court or cause
that Judge to 'be absent'. It is not necessary in this case to decide
this issue.
58 Counsel
for the President submitted that a vacancy caused by the recusal of a
member of this Court would not create a vacancy on the Court or cause
that Judge to 'be absent'. It is not necessary in this case to decide
this issue.
Footnote - 59
59 See para [29] above.
59 See para [29] above.
Footnote - 60
60 See above para [11].
60 See above para [11].
Footnote - 61
61 See
above para [11]. The second question was not applicable to those
members of the Court who had been Judges prior to 1990, namely, Kriegler
J, Goldstone J and Ackermann J. Similarly, the fourth respondent must
have known that the sixth question could also not be applicable to most
of the nine members of the Court who do not know his attorney and
therefore could not have borne any animosity toward him.
61 See
above para [11]. The second question was not applicable to those
members of the Court who had been Judges prior to 1990, namely, Kriegler
J, Goldstone J and Ackermann J. Similarly, the fourth respondent must
have known that the sixth question could also not be applicable to most
of the nine members of the Court who do not know his attorney and
therefore could not have borne any animosity toward him.
Footnote - 62
62SARFU, above n 6.
62SARFU, above n 6.
Footnote - 63
63 See, for example, Fedsure Life Assurance Ltd and Others v Greater Johannesburg Transitional Metropolitan Council and Others1999 (1) SA 374 (CC) (1998 (12) BCLR 1458); Premier, Mpumalanga, and Another v Executive Committee, Association of State-Aided Schools, Eastern Transvaal1999 (2) SA 91 (CC) (1999 (2) BCLR 151); Pretoria City Council v Walker 1998 (2) SA 363 (CC) (1998 (3) BCLR 257).
63 See, for example, Fedsure Life Assurance Ltd and Others v Greater Johannesburg Transitional Metropolitan Council and Others1999 (1) SA 374 (CC) (1998 (12) BCLR 1458); Premier, Mpumalanga, and Another v Executive Committee, Association of State-Aided Schools, Eastern Transvaal1999 (2) SA 91 (CC) (1999 (2) BCLR 151); Pretoria City Council v Walker 1998 (2) SA 363 (CC) (1998 (3) BCLR 257).
Footnote - 64
64 The appeal had to be prosecuted in accordance with the requirements of Rule 15(2) which provides: 'A
person or organ of State entitled to do so and desirous of appealing
against such an order in terms of s 172(2)(d)
of the Constitution shall, within 21 days of the making of such order,
lodge a notice of appeal with the Registrar and a copy thereof with the
Registrar of the Court which made the order, whereupon the matter shall
be disposed of in accordance with directions given by the President.'.
64 The appeal had to be prosecuted in accordance with the requirements of Rule 15(2) which provides: 'A
person or organ of State entitled to do so and desirous of appealing
against such an order in terms of s 172(2)(d)
of the Constitution shall, within 21 days of the making of such order,
lodge a notice of appeal with the Registrar and a copy thereof with the
Registrar of the Court which made the order, whereupon the matter shall
be disposed of in accordance with directions given by the President.'.
Footnote - 65
65SARFU, above n 6 at paras [51] - [54].
65SARFU, above n 6 at paras [51] - [54].
Footnote - 66
66 The
relevant dates are the following: The condonation application was heard
on 24 November 1998; the order granting condonation and fixing the
dates with regard to the appeal was made on 2 December 1998; the record
was to be lodged by 11 January 1999; the appellants were to lodge their
heads of argument by 3 February 1999, and the respondents theirs by 10
March 1999. The application for the postponement was first mentioned in a
letter from Botha to the Court dated 13 January 1999. A formal
application for a postponement was lodged with the Registrar on 21
January 1999.
66 The
relevant dates are the following: The condonation application was heard
on 24 November 1998; the order granting condonation and fixing the
dates with regard to the appeal was made on 2 December 1998; the record
was to be lodged by 11 January 1999; the appellants were to lodge their
heads of argument by 3 February 1999, and the respondents theirs by 10
March 1999. The application for the postponement was first mentioned in a
letter from Botha to the Court dated 13 January 1999. A formal
application for a postponement was lodged with the Registrar on 21
January 1999.
Footnote - 67
67 The Constitution of the Republic of South Africa Act 200 of 1993.
67 The Constitution of the Republic of South Africa Act 200 of 1993.
Footnote - 68
68 At that time Corbett CJ.
68 At that time Corbett CJ.
Footnote - 69
69 Section 233(3) and (4) of the interim Constitution provide: '(3)
Where in this Constitution any functionary is required to take a
decision in consultation with another functionary, such decision shall
require the concurrence of such other functionary: Provided that if such
other functionary is a body of persons it shall express its concurrence
in accordance with its own decision-making procedures. (4)
Where in this Constitution any functionary is required to take a
decision after consultation with another functionary, such decision
shall be taken in good faith after consulting and giving serious
consideration to the views of such other functionary.'.
69 Section 233(3) and (4) of the interim Constitution provide: '(3)
Where in this Constitution any functionary is required to take a
decision in consultation with another functionary, such decision shall
require the concurrence of such other functionary: Provided that if such
other functionary is a body of persons it shall express its concurrence
in accordance with its own decision-making procedures. (4)
Where in this Constitution any functionary is required to take a
decision after consultation with another functionary, such decision
shall be taken in good faith after consulting and giving serious
consideration to the views of such other functionary.'.
Footnote - 70
70 The fourth member of the Court appointed under the provisions of s 99(3) was Mohamed CJ.
70 The fourth member of the Court appointed under the provisions of s 99(3) was Mohamed CJ.
Footnote - 71
71 Section 99(4) and (5) of the interim Constitution provide: '(4)
Subject to ss (5), six Judges of the Constitutional Court shall be
appointed by the President in consultation with the Cabinet and after
consultation with the President of the Constitutional Court: Provided
that not more than two persons may be appointed from the category of
persons referred to in ss (2)(c)(ii). (5)(a)
Subject to ss (6), an appointment or appointments under s 97(2) or ss
(4) or (7) of this section shall only be made from the recommendations
of the Judicial Service Commission, and with due regard to its reasons
for such recommendations, of not more than three nominees in excess of
the number of persons required to be appointed: Provided that in respect
of the first appointment after the commencement of this Constitution of
the six Judges referred to in ss (4), the Judicial Service Commission
shall submit a list of ten nominees. (b)
If the appointing authorities decide not to accept any or some of such
recommendations, the Judicial Service Commission shall be informed
thereof and be furnished with the reasons therefor. (c) After having been informed in terms of para (b), the Judicial Service Commission shall, in accordance with para (a),
submit further recommendations, whereafter the appointing authorities
shall make the appointment or appointments from the recommendations as
supplemented in terms of this paragraph. (d) In submitting its recommendations to the appointing authorities in terms of paras (a) and (c)
the Judicial Service Commission shall have regard to the need to
constitute a Court which is independent and competent and representative
in respect of race and gender.'.
71 Section 99(4) and (5) of the interim Constitution provide: '(4)
Subject to ss (5), six Judges of the Constitutional Court shall be
appointed by the President in consultation with the Cabinet and after
consultation with the President of the Constitutional Court: Provided
that not more than two persons may be appointed from the category of
persons referred to in ss (2)(c)(ii). (5)(a)
Subject to ss (6), an appointment or appointments under s 97(2) or ss
(4) or (7) of this section shall only be made from the recommendations
of the Judicial Service Commission, and with due regard to its reasons
for such recommendations, of not more than three nominees in excess of
the number of persons required to be appointed: Provided that in respect
of the first appointment after the commencement of this Constitution of
the six Judges referred to in ss (4), the Judicial Service Commission
shall submit a list of ten nominees. (b)
If the appointing authorities decide not to accept any or some of such
recommendations, the Judicial Service Commission shall be informed
thereof and be furnished with the reasons therefor. (c) After having been informed in terms of para (b), the Judicial Service Commission shall, in accordance with para (a),
submit further recommendations, whereafter the appointing authorities
shall make the appointment or appointments from the recommendations as
supplemented in terms of this paragraph. (d) In submitting its recommendations to the appointing authorities in terms of paras (a) and (c)
the Judicial Service Commission shall have regard to the need to
constitute a Court which is independent and competent and representative
in respect of race and gender.'.
Footnote - 72
72 Then
constituted in terms of s 105(1) of the interim Constitution in terms
of which the Judicial Service Commission comprised the Chief Justice;
the President of the Constitutional Court; a Judge President; the
Minister of Justice or his nominee; two practising advocates; two
practising attorneys; a professor of law; four members of the Senate
supported by a two-thirds majority of its members; four persons
designated by the President in consultation with the Cabinet; and when
considering matters relating to a Provincial or Local Division of the
then Supreme Court, the Judge President of the relevant Division and the
Premier of the relevant province.
72 Then
constituted in terms of s 105(1) of the interim Constitution in terms
of which the Judicial Service Commission comprised the Chief Justice;
the President of the Constitutional Court; a Judge President; the
Minister of Justice or his nominee; two practising advocates; two
practising attorneys; a professor of law; four members of the Senate
supported by a two-thirds majority of its members; four persons
designated by the President in consultation with the Cabinet; and when
considering matters relating to a Provincial or Local Division of the
then Supreme Court, the Judge President of the relevant Division and the
Premier of the relevant province.
Footnote - 73
73 The Chief Justice presides over the Supreme Court of Appeal.
73 The Chief Justice presides over the Supreme Court of Appeal.
Footnote - 74
74 Section 174(4) provides: 'The
other Judges of the Constitutional Court are appointed by the
President, as head of the national Executive, after consulting the
President of the Constitutional Court and the leaders of parties
represented in the National Assembly, in accordance with the following
procedure: (a)
The Judicial Service Commission must prepare a list of nominees with
three names more than the number of appointments to be made, and submit
the list to the President. (b)
The President may make appointments from the list, and must advise the
Judicial Service Commission, with reasons, if any of the nominees are
unacceptable and any appointment remains to be made. (c)
The Judicial Service Commission must supplement the list with further
nominees and the President must make the remaining appointments from the
supplemented list.'.
74 Section 174(4) provides: 'The
other Judges of the Constitutional Court are appointed by the
President, as head of the national Executive, after consulting the
President of the Constitutional Court and the leaders of parties
represented in the National Assembly, in accordance with the following
procedure: (a)
The Judicial Service Commission must prepare a list of nominees with
three names more than the number of appointments to be made, and submit
the list to the President. (b)
The President may make appointments from the list, and must advise the
Judicial Service Commission, with reasons, if any of the nominees are
unacceptable and any appointment remains to be made. (c)
The Judicial Service Commission must supplement the list with further
nominees and the President must make the remaining appointments from the
supplemented list.'.
Footnote - 75
75 The same is true, of course, in respect of similar courts in other countries. In Laird
above n 47, Rehnquist J was asked to recuse himself on the ground that
prior to his appointment to the Supreme Court he had expressed views in
public concerning the constitutionality of the very legislation which
the Court was required to interpret in that case. It is not the practice
of the United States Supreme Court to file a judgment on applications
for recusal. However, in this case Rehnquist J filed a memorandum in
which he said at 835: 'Since most Justices come to
this Bench no earlier than their middle years, it would be unusual if
they had not by that time formulated at least some tentative notions
that would influence them in their interpretation of the sweeping
clauses of the Constitution and their interaction with one another. It
would be not merely unusual, but extraordinary, if they had not at least
given opinions as to constitutional issues in their previous legal
careers. Proof that a Justice's mind at the time he joined the Court was
a complete tabula rasa in the area of constitutional adjudication would be evidence of lack of qualification, not lack of bias.' See, too, Milne, above n 26 at 10 (per Centlivres JA)..
75 The same is true, of course, in respect of similar courts in other countries. In Laird
above n 47, Rehnquist J was asked to recuse himself on the ground that
prior to his appointment to the Supreme Court he had expressed views in
public concerning the constitutionality of the very legislation which
the Court was required to interpret in that case. It is not the practice
of the United States Supreme Court to file a judgment on applications
for recusal. However, in this case Rehnquist J filed a memorandum in
which he said at 835: 'Since most Justices come to
this Bench no earlier than their middle years, it would be unusual if
they had not by that time formulated at least some tentative notions
that would influence them in their interpretation of the sweeping
clauses of the Constitution and their interaction with one another. It
would be not merely unusual, but extraordinary, if they had not at least
given opinions as to constitutional issues in their previous legal
careers. Proof that a Justice's mind at the time he joined the Court was
a complete tabula rasa in the area of constitutional adjudication would be evidence of lack of qualification, not lack of bias.' See, too, Milne, above n 26 at 10 (per Centlivres JA)..
Footnote - 76
76 Section 1 reads as follows: 'The Republic of South Africa is one, sovereign, democratic State founded on the following values: (a) Human dignity, the achievement of equality and the advancement of human rights and freedoms. (b) Non-racialism and non-sexism. (c) Supremacy of the constitution and the rule of law. (d)
Universal adult suffrage, a national common voters roll, regular
elections and a multi-party system of democratic government, to ensure
accountability, responsiveness and openness.'.
76 Section 1 reads as follows: 'The Republic of South Africa is one, sovereign, democratic State founded on the following values: (a) Human dignity, the achievement of equality and the advancement of human rights and freedoms. (b) Non-racialism and non-sexism. (c) Supremacy of the constitution and the rule of law. (d)
Universal adult suffrage, a national common voters roll, regular
elections and a multi-party system of democratic government, to ensure
accountability, responsiveness and openness.'.
Footnote - 77
77 We
do not, of course, leave out of account the provisions of the interim
Constitution. However, that Constitution was expressly an interim
measure designed to form a bridge between the old order and the new.
77 We
do not, of course, leave out of account the provisions of the interim
Constitution. However, that Constitution was expressly an interim
measure designed to form a bridge between the old order and the new.
Footnote - 78
78Fedsure, above n 63 at paras [56] - [58].
78Fedsure, above n 63 at paras [56] - [58].
Footnote - 79
79 Section 167(4) provides: 'Only the Constitutional Court may - (a)
decide disputes between organs of State in the national or provincial
sphere concerning the constitutional status, powers or functions of any
of those organs of State; (b)
decide on the constitutionality of any parliamentary or provincial
Bill, but may do so only in the circumstances anticipated in ss 79 or
121; (c) decide applications envisaged in ss 80 or 122; (d) decide on the constitutionality of any amendment to the Constitution; (e) decide that Parliament or the President has failed to fulfil a constitutional obligation; or (f) certify a provincial constitution in terms of s 144.'.
79 Section 167(4) provides: 'Only the Constitutional Court may - (a)
decide disputes between organs of State in the national or provincial
sphere concerning the constitutional status, powers or functions of any
of those organs of State; (b)
decide on the constitutionality of any parliamentary or provincial
Bill, but may do so only in the circumstances anticipated in ss 79 or
121; (c) decide applications envisaged in ss 80 or 122; (d) decide on the constitutionality of any amendment to the Constitution; (e) decide that Parliament or the President has failed to fulfil a constitutional obligation; or (f) certify a provincial constitution in terms of s 144.'.
Footnote - 80
80 Section 167(5) provides: 'The
Constitutional Court makes the final decision whether an Act of
Parliament, a provincial Act or conduct of the President is
constitutional, and must confirm any order of invalidity made by the
Supreme Court of Appeal, a High Court, or a Court of similar status,
before that order has any force.'.
80 Section 167(5) provides: 'The
Constitutional Court makes the final decision whether an Act of
Parliament, a provincial Act or conduct of the President is
constitutional, and must confirm any order of invalidity made by the
Supreme Court of Appeal, a High Court, or a Court of similar status,
before that order has any force.'.
Footnote - 81
81 In
terms of s 174(1) of the Constitution, citizenship is a requirement
only for appointment of Judges to the Constitutional Court; in terms of s
174(3) and (4), leaders of all parties represented in the National
Assembly are required to be consulted by the President prior to such
appointments being made; and in terms of s 174(4)(a),
the short list of nominees prepared by the Judicial Service Commission
is required to contain the names of more candidates than is the case in
respect of the appointment of Judges to the other Courts.
81 In
terms of s 174(1) of the Constitution, citizenship is a requirement
only for appointment of Judges to the Constitutional Court; in terms of s
174(3) and (4), leaders of all parties represented in the National
Assembly are required to be consulted by the President prior to such
appointments being made; and in terms of s 174(4)(a),
the short list of nominees prepared by the Judicial Service Commission
is required to contain the names of more candidates than is the case in
respect of the appointment of Judges to the other Courts.
Footnote - 82
82 See above para [9].
82 See above para [9].
Footnote - 83
83Milne, above n 26 at 12A.
83Milne, above n 26 at 12A.
Footnote - 84
84 As
far as our researches reveal, past political association on the part of
a Judge has never been considered a ground for recusal.
84 As
far as our researches reveal, past political association on the part of
a Judge has never been considered a ground for recusal.
Footnote - 85
85 See Beyers v Pretoria Balieraad1966 (2) SA 593 (A); Society of Advocates of South Africa (Witwatersrand Division) v Cigler1976 (4) SA 350 (T) at 354B - E.
85 See Beyers v Pretoria Balieraad1966 (2) SA 593 (A); Society of Advocates of South Africa (Witwatersrand Division) v Cigler1976 (4) SA 350 (T) at 354B - E.
Footnote - 86
86 In
this Court, apart from the case of Mr Chaskalson, Trengove AJ sat in
cases in which his son, Mr W Trengove SC appeared, and Kentridge AJ sat
in cases in which his daughter-in-law, Mrs J Kentridge appeared.
86 In
this Court, apart from the case of Mr Chaskalson, Trengove AJ sat in
cases in which his son, Mr W Trengove SC appeared, and Kentridge AJ sat
in cases in which his daughter-in-law, Mrs J Kentridge appeared.